Anticipated to Deposit January 12, 2015

VickreyBrown Double Dozen Strategy Portfolio, Series 1

  • 100% domestic portfolio
  • 24 GARP (Growth At a Reasonable Price) securities
  • Anticipated Offering Period: January 12 - February 13, 2015 

Anticipated Investment Objective

The VickreyBrown Double Dozen Strategy Portfolio, Series 1 (“Trust”) seeks to provide total return through capital appreciation.

Anticipated Portfolio Summary

Anticipated Inception Date 1.12.2015
Anticipated Termination Date 2.16.2016
Anticipated Initial Offer Price $10.00

Anticipated Ticketing Information

CUSIP (cash payment) 40169G842
CUSIP (reinvestment accounts) 40169G859
CUSIP (fee-cash) 40169G867
CUSIP (fee-reinvest) 40169G875

ANTICIPATED RISK CONSIDERATIONS: As with all investments, you may lose some or all of your investment in the Trust. No assurance can be given that the Trust’s investment objective will be achieved. The Trust also might not perform as well as you expect. This can happen for reasons such as these: • Securities prices can be volatile. The value of your investment may fall over time. Market value fluctuates in response to various factors. These can include stock market movements, purchases or sales of securities by the Trust, government policies, litigation, and changes in interest rates, inflation, the financial condition of the securities’ issuer or even perceptions of the issuer. Units of the Trust are not deposits of any bank and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. • Securities selected according to this strategy may not perform as intended. The Trust is exposed to additional risk due to its policy of investing in accordance with an investment strategy. Although the Trust’s investment strategy is designed to achieve the Trust’s investment objective, the strategy may not prove to be successful. The investment decisions may not produce the intended results and there is no guarantee that the investment objective will be achieved. • Share prices or dividend rates on the securities in the Trust may decline during the life of the Trust. There is no guarantee that share prices of the securities in the Trust will not decline and that the issuers of the securities will declare dividends in the future and, if declared, whether they will remain at current levels or increase over time. • The Trust invests in securities issued by small-capitalization and mid-capitalization companies. These securities customarily involve more investment risk than securities of large-capitalization companies. Small-capitalization and mid-capitalization companies may have limited product lines, markets or financial resources and may be more vulnerable to adverse general market or economic developments. • Inflation may lead to a decrease in the value of assets or income from investments. Please see the Trust prospectus for more complete risk information.

Unit Investment Trusts are fixed, not actively managed and should be considered as part of a long-term strategy. UITs are subject to annual fund operating expenses in addition to the sales charges. Investors should consult an attorney or tax advisor regarding tax consequences associated with an investment from one series to the next, if available and with the purchase or sales of units. Guggenheim Funds Distributors, LLC does not offer tax advice.

This information is as of 12.30.2014 and is subject to change. Past performance is no guarantee of future returns. UITs are sold by prospectus only. Information contained herein and in the preliminary prospectus is subject to completion or amendment. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This communication shall not constitute an offer to sell or solicitation of any offer to buy, nor shall there be any sale of these securities in any state where the offer, solicitation or sale is not permitted.




12/30/2014 | #15982