Yields

Yields as of 11/25/2016
30-Day SEC Yield 2.50 %
Distribution Rate 1.62 %
Weighted Average Yield to Maturity 3.80 %

This yield figure reflects the theoretical income that a portfolio would generate, including dividends and interest, during the period after deducting a fund’s expenses for the period. A fund’s actual net earnings for a given period under generally accepted accounting principles may differ from this standardized yield.

The annualized rate an investor would receive if the most recent fund distribution stayed the same going forward. This rate does not represent the total return of a fund. The distribution rate is calculated by annualizing the most recent distribution and dividing by a fund’s NAV from the as-of-date.

Weighted Average Yield to Maturity is the discount rate that calculates the present value of a bond’s anticipated cash flows with its market price (including accrued interest). A fund's Average YTM is defined as the weighted average of a fund’s individual bond holding YTMs and is based upon Net Asset Value (“NAV”). This does not include fees and expenses.

Weighted Average Yield to Worst uses the lowest discount rate for all possible redemption date scenarios with its market price. A fund’s Average YTW is defined as the weighted average of a fund’s individual bond holding YTWs and is based upon the price of each individual bond that was utilized to calculate that day’s net asset value and does not include fund fees and expenses.

Fund Returns

Performance Quarter End

as of 9/30/16
Market Price Total Returns Cumulative Total Returns Average Annual Total Returns
Ytd 3 Month 1 Year 3 Year 5 Year Since Inception
(2/10/2016)
Market Price - 2.82 % - - - 6.49 %*
After Tax on Shares Held - 2.51 % - - - 5.86 %*
After Tax on Shares Sold - 1.59 % - - - 3.66 %*
NAV Total Returns Cumulative Total Returns Average Annual Total Returns
Ytd 3 Month 1 Year 3 Year 5 Year Since Inception
(2/10/2016)
NAV - 2.36 % - - - 6.35 %*
After Tax on Shares Held - 2.05 % - - - 5.72 %*
After Tax on Shares Sold - 1.33 % - - - 3.58 %*

Performance Month End

as of 11/30/16
Market Price Total Returns Cumulative Total Returns Average Annual Total Returns
Ytd 3 Month 1 Year 3 Year 5 Year Since Inception
(2/10/2016)
Market Price - -2.52 % - - - 3.75 %*
After Tax on Shares Held - -2.77 % - - - 2.98 %*
After Tax on Shares Sold - -1.42 % - - - 2.12 %*
NAV Total Returns Cumulative Total Returns Average Annual Total Returns
Ytd 3 Month 1 Year 3 Year 5 Year Since Inception
(2/10/2016)
NAV - -2.27 % - - - 3.88 %*
After Tax on Shares Held - -2.53 % - - - 3.10 %*
After Tax on Shares Sold - -1.28 % - - - 2.19 %*

Market price returns are based on each day's closing price (last trade).

*Returns for Funds with performance less than a year are cumulative and are not annualized.


 

Gross Expense Ratio1 0.50%
Net Expense Ratio2 0.50%

1The gross expense ratio reflects the fund’s actual total annual operating expense ratio, gross of any fee waivers or expense reimbursements as of its most recent prospectus.

2The expense ratio is expressed as a unitary fee and covers all expenses of the Fund, except for the fee payments under the investment advisory agreement, distribution fees, if any, brokerage expenses, taxes, interest, litigation expenses and other extraordinary expenses.

Performance data quoted represents past performance, which is no guarantee of future results, and current performance may be lower or higher than the figures shown. The investment return and principal value of an investment will fluctuate with changes in market conditions and other factors so that an investor’s shares, when redeemed, may be worth more or less than their original cost.

After tax returns are calculated using the historical highest individual federal marginal income tax rates during the periods shown and do not reflect the impact of state and local taxes. Actual after tax returns depend on an investor’s tax situation and may differ from those shown.

Since Inception returns assume a purchase of the ETF at the initial share price for share price returns or the initial net asset value (NAV) per share for NAV returns. Returns for periods of less than one year are not annualized. Returns included a reinvestment of distributions.



 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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