GSY

Guggenheim Enhanced Short Duration ETF

 

Fund Holdings

as of 2/27/17
Export
Ticker/Cusip Name Type of Security Shares / Par Value Market Value Weighting
BD8GN12 BUONI ORDINARI DEL TES 0 5/12/2017 FOREIGN GOVERNMENT BONDS 18,000,000 $19,039,806 2.11%
BD8N700 SPAIN LETRAS DEL TESORO 0 5/12/2017 FOREIGN GOVERNMENT BONDS 17,900,000 $18,932,989 2.10%
BYZJ7V9 BILHETES DO TESOURO 0 3/17/2017 FOREIGN GOVERNMENT BONDS 17,805,000 $18,820,218 2.09%
BYXM8H3 SWEDISH T-BILL 0 4/19/2017 FOREIGN GOVERNMENT BONDS 169,000,000 $18,776,279 2.08%
AL7475125 JAPAN TREASURY DISC BILL 0 4/6/2017 FOREIGN GOVERNMENT BONDS 1,870,000,000 $16,648,252 1.84%
955121LY2 W PALM BCH UTIL VAR-C FRN 10/1/2038 FIXED RATE MUNI BONDS 16,135,000 $16,135,000 1.79%
92344LQ16 VERIZON COMMUNICATIONS INC CP 03/01/2017 COMMERCIAL PAPER 15,000,000 $14,998,050 1.66%
41282JQ38 HARLEY-DAVIDSON FINANCIAL SERVICES 4-2 03/03/2017 COMMERCIAL PAPER 15,000,000 $14,997,300 1.66%
12665JQ93 CVS HEALTH CORP CP 03/09/2017 COMMERCIAL PAPER 15,000,000 $14,994,900 1.66%
18905LQQ7 CLOROX CO DEL CP 0% 03/24/2017 COMMERCIAL PAPER 15,000,000 $14,988,000 1.66%
65475LQT2 NISSAN MTR ACCEP CORP CP 03/27/2017 COMMERCIAL PAPER 15,000,000 $14,986,500 1.66%
60920VQW5 MONDELEZ INTL INC DISC COML PA 0% CP 03/30/2017 COMMERCIAL PAPER 14,000,000 $13,986,140 1.55%
AM2183086 JAPAN TREASURY DISC BILL 0 5/1/2017 FOREIGN GOVERNMENT BONDS 1,470,000,000 $13,089,366 1.45%
58013LQV1 MCDONALDS CORP CP 03/29/2017 COMMERCIAL PAPER 11,900,000 $11,888,933 1.32%
03040LQ93 AMERICAN WTR CAP CORP 0% CP 03/09/2017 COMMERCIAL PAPER 10,000,000 $9,996,700 1.11%
08143TQA8 BEMIS NC CP 03/10/2017 COMMERCIAL PAPER 10,000,000 $9,996,300 1.11%
3703E0QG8 GENERAL MILLS INC 4-2 03/16/2017 COMMERCIAL PAPER 10,000,000 $9,994,500 1.11%
225313AH8 CREDIT AGRICOLE LONDON FRN 6/10/2020 CORPORATE BOND-FOREIGN 9,750,000 $9,788,123 1.08%
00206RCK6 AT&T INC FRN 6/30/2020 CORPORATE BOND 9,500,000 $9,627,177 1.07%
25156PAX1 DEUTSCHE TELEKOM INT FIN FRN 1/17/2020 CORPORATE BOND-FOREIGN 9,500,000 $9,522,002 1.05%
172967LE9 CITIGROUP INC FRN 1/10/2020 CORPORATE BOND 9,400,000 $9,430,860 1.04%
50076QAY2 KRAFT HEINZ FOODS CO 2.25 6/5/2017 CORPORATE BOND 9,400,000 $9,427,805 1.04%
50219YAA5 LSTRZ 2016-7 A1 FRN 12/1/2021 MORTGAGE BONDS 9,518,181 $9,422,999 1.04%
05252ACS8 AUST & NZ BANKING GROUP FRN 9/23/2019 CORPORATE BOND-FOREIGN 9,360,000 $9,396,364 1.04%
05579HAF9 BNZ INTL FUNDING/LONDON FRN 2/21/2020 CORPORATE BOND-FOREIGN 9,250,000 $9,268,648 1.03%
86563VAF6 SUMITOMO MITSUI TR BK LT FRN 10/18/2019 CORPORATE BOND-FOREIGN 9,200,000 $9,226,459 1.02%
65557CAU7 NORDEA BANK AB FRN 9/30/2019 CORPORATE BOND-FOREIGN 9,000,000 $9,018,099 1.00%
57708LQ84 MATTEL INC CP 3-A-3 03/08/2017 COMMERCIAL PAPER 9,000,000 $8,997,120 1.00%
03073EAK1 AMERISOURCEBERGEN CORP 1.15 5/15/2017 CORPORATE BOND 8,950,000 $8,948,989 0.99%
457187AA0 INGREDION INC 1.8 9/25/2017 CORPORATE BOND 8,510,000 $8,519,293 0.94%
31677QBJ7 FIFTH THIRD BANK FRN 9/27/2019 CORPORATE BOND 7,500,000 $7,501,868 0.83%
064159HU3 BANK OF NOVA SCOTIA FRN 6/14/2019 CORPORATE BOND-FOREIGN 7,250,000 $7,278,928 0.81%
421915ED7 HCP INC 5.625 5/1/2017 CORPORATE BOND 7,000,000 $7,049,224 0.78%
709599AE4 PENSKE TRUCK LEASING/PTL 3.75 5/11/2017 CORPORATE BOND 7,000,000 $7,033,740 0.78%
00817YAR9 AETNA INC FRN 12/8/2017 CORPORATE BOND 7,000,000 $7,028,294 0.78%
94988J5E3 WELLS FARGO BANK NA FRN 5/24/2019 CORPORATE BOND 7,000,000 $7,023,709 0.78%
87165BAA1 SYNCHRONY FINANCIAL 1.875 8/15/2017 CORPORATE BOND 7,000,000 $7,005,355 0.78%
00206RCV2 AT&T INC 2.4 3/15/2017 CORPORATE BOND 7,000,000 $7,003,220 0.78%
23636AAG6 DANSKE BANK A/S FRN 9/6/2019 CORPORATE BOND-FOREIGN 6,700,000 $6,700,536 0.74%
90331HMV2 US BANK NA CINCINNATI FRN 1/29/2018 CORPORATE BOND 6,600,000 $6,622,737 0.73%
61746BDY9 MORGAN STANLEY FRN 2/1/2019 CORPORATE BOND 6,500,000 $6,614,030 0.73%
80283LAL7 SANTANDER UK PLC FRN 3/14/2019 CORPORATE BOND-FOREIGN 6,100,000 $6,190,939 0.69%
55616XAA5 MACYS RETAIL HLDGS INC 7.45 7/15/2017 CORPORATE BOND 6,000,000 $6,136,770 0.68%
00507UAM3 ACTAVIS FUNDING SCS 2.35 3/12/2018 CORPORATE BOND-FOREIGN 6,000,000 $6,043,326 0.67%
961214CU5 WESTPAC BANKING CORP FRN 5/13/2019 CORPORATE BOND-FOREIGN 6,000,000 $6,019,098 0.67%
46625HQV5 JPMORGAN CHASE & CO FRN 3/22/2019 CORPORATE BOND 5,500,000 $5,546,591 0.61%
04014RAA4 AELIS 2013-IRAR A1A FRN 7/23/2025 MORTGAGE BONDS 5,500,000 $5,502,874 0.61%
14042RBU4 CAPITAL ONE NA FRN 9/13/2019 CORPORATE BOND 5,050,000 $5,071,781 0.56%
63307A2B0 NATIONAL BANK OF CANADA FRN 12/14/2018 CORPORATE BOND-FOREIGN 5,000,000 $5,033,280 0.56%
6325C0DE8 NATIONAL AUSTRALIA BANK FRN 1/14/2019 CORPORATE BOND-FOREIGN 5,000,000 $5,029,525 0.56%
34960BAC6 FCBSL 2013-2A A1F FRN 10/19/2025 MORTGAGE BONDS 5,000,000 $5,022,098 0.56%
865622CD4 SUMITOMO MITSUI BANKING FRN 10/19/2018 CORPORATE BOND-FOREIGN 5,000,000 $5,012,635 0.56%
91412GEZ4 CA UNIV-TXB-Y-1 FRN 7/1/2041 FIXED RATE MUNI BONDS 5,000,000 $4,995,000 0.55%
45685EAE6 VOYA FINANCIAL INC 2.9 2/15/2018 CORPORATE BOND 4,574,000 $4,627,973 0.51%
853254BD1 STANDARD CHARTERED PLC FRN 8/19/2019 CORPORATE BOND-FOREIGN 4,500,000 $4,533,296 0.50%
91324PCK6 UNITEDHEALTH GROUP INC 1.45 7/17/2017 CORPORATE BOND 4,500,000 $4,505,508 0.50%
294549AM2 EQT CORP 5.15 3/1/2018 CORPORATE BOND 4,300,000 $4,421,376 0.49%
88033GCL2 TENET HEALTHCARE CORP FRN 6/15/2020 CORPORATE BOND 4,150,000 $4,191,500 0.46%
14042E5W6 CAPITAL ONE NA FRN 8/17/2018 CORPORATE BOND 4,100,000 $4,142,710 0.46%
54911KAA8 LSTRZ 2016-3 A FRN 9/1/2021 MORTGAGE BONDS 4,060,111 $4,015,490 0.44%
39055TAB4 GRTLK 2015-1A A1 FRN 7/15/2026 MORTGAGE BONDS 4,000,000 $4,013,200 0.44%
30219GAJ7 EXPRESS SCRIPTS HOLDING 1.25 6/2/2017 CORPORATE BOND 4,000,000 $3,998,036 0.44%
709224EB1 PA TURNPIKE COMM-B1 FRN 12/1/2017 FIXED RATE MUNI BONDS 4,000,000 $3,993,680 0.44%
92872BAA5 VOLT 2016-NP10 A1 FRN 9/25/2046 MORTGAGE BONDS 3,930,211 $3,912,283 0.43%
12549CAE6 CIFC 2013-3A B FRN 10/24/2025 MORTGAGE BONDS 3,500,000 $3,499,873 0.39%
1266715K8 CWL 2004-4 M1 FRN 7/25/2034 MORTGAGE BONDS 3,611,153 $3,429,439 0.38%
12559QAA0 CITM 2007-1 1A FRN 10/25/2037 MORTGAGE BONDS 3,343,614 $3,327,739 0.37%
54911LAA6 LSTRZ 2016-5 A1 FRN 11/1/2021 MORTGAGE BONDS 3,354,281 $3,320,242 0.37%
3703E0QE3 GENERAL MLS INC CP 03/14/2017 COMMERCIAL PAPER 3,225,000 $3,223,420 0.36%
390558AA2 GRTLK 2012-1A A FRN 1/15/2023 MORTGAGE BONDS 3,212,751 $3,215,730 0.36%
00900LAB0 AIMCO 2015-AA BN FRN 1/15/2028 MORTGAGE BONDS 3,000,000 $3,025,654 0.34%
55608PAU8 MACQUARIE BANK LTD FRN 1/15/2019 CORPORATE BOND-FOREIGN 3,000,000 $3,021,846 0.33%
527298BA0 LEVEL 3 FINANCING INC FRN 1/15/2018 CORPORATE BOND 3,000,000 $3,013,125 0.33%
55608PAF1 MACQUARIE BANK LTD FRN 3/24/2017 CORPORATE BOND-FOREIGN 3,000,000 $3,001,911 0.33%
66859TAJ8 WOODS 2014-14A AR FRN 11/12/2025 MORTGAGE BONDS 3,000,000 $3,001,823 0.33%
14954TAA1 CAVY 2A A FRN 1/17/2024 MORTGAGE BONDS 3,000,000 $3,000,186 0.33%
38137DAA5 GOLD7 2013-7A A FRN 4/25/2025 MORTGAGE BONDS 3,000,000 $2,998,755 0.33%
34959LAQ6 FCF 2012-5A A2R FRN 8/15/2022 MORTGAGE BONDS 3,000,000 $2,994,664 0.33%
30265BAC6 FSFR 2015-1A AT FRN 5/28/2025 MORTGAGE BONDS 3,000,000 $2,989,896 0.33%
38174TAA4 GOCAP 2016-33A A FRN 11/21/2028 MORTGAGE BONDS 3,000,000 $2,988,344 0.33%
61746BEH5 MORGAN STANLEY FRN 2/14/2020 CORPORATE BOND 2,900,000 $2,910,121 0.32%
126670ZH4 CWL 2006-6 1A1 FRN 9/25/2036 MORTGAGE BONDS 3,047,246 $2,848,784 0.32%
67590AAG7 OCT14 2012-1A B FRN 1/15/2024 MORTGAGE BONDS 2,700,000 $2,700,000 0.30%
N/A DREYFUS TREAS PRIME CASH MGMT/INST MONEY MARKET INSTRUMENTS 2,566,520 $2,566,520 0.28%
74966WAA4 RFTI 2015-FL1 A FRN 8/15/2030 MORTGAGE BONDS 2,544,502 $2,542,193 0.28%
38141GVK7 GOLDMAN SACHS GROUP INC FRN 4/30/2018 CORPORATE BOND 2,500,000 $2,526,228 0.28%
65252AAE5 NWSTR 2017-1A BN FRN 3/20/2027 MORTGAGE BONDS 2,500,000 $2,503,679 0.28%
15137EAA1 CECLO 2014-21A A1A FRN 7/27/2026 MORTGAGE BONDS 2,500,000 $2,502,055 0.28%
12549FAN9 CIFC 2013-4A C2 FRN 11/27/2024 MORTGAGE BONDS 2,500,000 $2,500,055 0.28%
526057BT0 LENNAR CORP 4.5 6/15/2019 CORPORATE BOND 2,372,000 $2,452,055 0.27%
N/A FIRST DATA 1/14 EXT 03/24/21 TERM LOAN LOAN PARTICIPATION 2,198,412 $2,215,252 0.25%
04013YAU6 ARES 2012-2A CR FRN 10/12/2023 MORTGAGE BONDS 2,195,000 $2,198,528 0.24%
61765AAA2 MSC 2015-XLF1 A FRN 8/14/2031 MORTGAGE BONDS 2,193,349 $2,190,537 0.24%
362341G45 GSAMP 2005-HE6 M1 FRN 11/25/2035 MORTGAGE BONDS 2,200,000 $2,167,261 0.24%
12528CAL5 CFIP 2014-1A A2 FRN 4/13/2025 MORTGAGE BONDS 2,100,000 $2,101,022 0.23%
12508FAE8 CDGJ 2014-BXCH C FRN 12/15/2027 MORTGAGE BONDS 2,100,000 $2,091,440 0.23%
00452PAA5 ACIS 2015-6A A1 FRN 5/1/2027 MORTGAGE BONDS 2,000,000 $2,020,418 0.22%
12550MAE0 CIFC 2015-3A C FRN 10/19/2027 MORTGAGE BONDS 2,000,000 $2,017,519 0.22%
15672YAG5 CERB 2016-2A A2 FRN 11/15/2027 MORTGAGE BONDS 2,000,000 $2,014,563 0.22%
65251HAA9 NWSTR 2012-2A B FRN 1/20/2023 MORTGAGE BONDS 2,000,000 $2,010,456 0.22%
N/A Univision 03/01/20 Term Loan LOAN PARTICIPATION 2,000,000 $2,007,500 0.22%
92557PAL2 VIBR 2012-1A A2R FRN 7/17/2024 MORTGAGE BONDS 2,000,000 $2,005,802 0.22%
44923QAD6 HYUNDAI CAPITAL AMERICA 2.125 10/2/2017 CORPORATE BOND 2,000,000 $2,005,538 0.22%
233851BX1 DAIMLER FINANCE NA LLC FRN 8/3/2017 CORPORATE BOND-FOREIGN 2,000,000 $2,005,120 0.22%
27830DAN0 EATON 2014-1A BR FRN 7/15/2026 MORTGAGE BONDS 2,000,000 $2,003,708 0.22%
67401DAC9 OAKTA 2015-A1 B FRN 10/18/2027 MORTGAGE BONDS 2,000,000 $2,003,703 0.22%
640270AW4 NGCLO 2014-1A BR FRN 8/28/2026 MORTGAGE BONDS 2,000,000 $2,003,060 0.22%
92329XAA6 VENTR 2014-16A A1L FRN 4/15/2026 MORTGAGE BONDS 2,000,000 $2,002,499 0.22%
34960LAC4 FCI 2015-4A B FRN 7/17/2023 MORTGAGE BONDS 2,000,000 $2,002,389 0.22%
31679TAC5 FSSLF 2015-2A A1T FRN 9/29/2027 MORTGAGE BONDS 2,000,000 $2,001,912 0.22%
26249EAA3 DRSLF 2014-31A A FRN 4/18/2026 MORTGAGE BONDS 2,000,000 $2,001,741 0.22%
033287AJ2 ANCHC 2014-4A A2 FRN 7/28/2026 MORTGAGE BONDS 2,000,000 $2,001,217 0.22%
36655QAA2 GARR 2015-1A A1 FRN 5/25/2027 MORTGAGE BONDS 2,000,000 $2,001,029 0.22%
36655QAC8 GARR 2015-1A A2 FRN 5/25/2027 MORTGAGE BONDS 2,000,000 $2,000,871 0.22%
38174FAC0 GOCAP 2015-23A B1 FRN 5/5/2027 MORTGAGE BONDS 2,000,000 $2,000,170 0.22%
172967HK0 CITIGROUP INC 1.35 3/10/2017 CORPORATE BOND 2,000,000 $2,000,076 0.22%
92871WAA0 VOLT 2017-NPL1 A1 FRN 02/25/2047 MORTGAGE BONDS 2,000,000 $2,000,000 0.22%
48274HAL4 KVK 2013-2A BR FRN 1/15/2026 MORTGAGE BONDS 2,000,000 $2,000,000 0.22%
62405QAE3 MHAWK 2013-1A B1 FRN 1/20/2024 MORTGAGE BONDS 2,000,000 $1,999,985 0.22%
390558AG9 GRTLK 2012-1A C FRN 1/15/2023 MORTGAGE BONDS 2,000,000 $1,999,838 0.22%
12548VAK1 CIFC 2012-2A A2RL FRN 12/5/2024 MORTGAGE BONDS 2,000,000 $1,999,476 0.22%
566428AN8 MAREA 2012-1A BR FRN 10/15/2023 MORTGAGE BONDS 2,000,000 $1,998,590 0.22%
610333AA4 MOCAP 2014-1A A1 FRN 10/22/2026 MORTGAGE BONDS 2,000,000 $1,997,226 0.22%
26250DAU7 DRSLF 2012-24RA CR FRN 11/15/2023 MORTGAGE BONDS 2,000,000 $1,995,925 0.22%
04941MAG0 ATCLO 2014-1A CR FRN 7/16/2026 MORTGAGE BONDS 2,000,000 $1,994,950 0.22%
67108BAN5 OZLMF 2012-2A BR FRN 10/30/2027 MORTGAGE BONDS 2,000,000 $1,989,117 0.22%
817176AC4 SPARK 2014-1A B1 FRN 7/17/2026 MORTGAGE BONDS 1,950,000 $1,954,309 0.22%
50219LAA3 LSTRZ 2016-4 A1 FRN 10/1/2021 MORTGAGE BONDS 1,914,938 $1,893,853 0.21%
91831EAA1 VOLT 2015-NP10 A1 FRN 7/25/2045 MORTGAGE BONDS 1,884,471 $1,889,717 0.21%
07332AAA9 BOMFT 2016-LT1 A1 FRN 10/28/2031 MORTGAGE BONDS 1,850,848 $1,843,780 0.20%
404119BP3 HCA INC 4.25 10/15/2019 CORPORATE BOND 1,750,000 $1,815,275 0.20%
36163YAA0 GCAT 2015-1 A1 FRN 5/26/2020 MORTGAGE BONDS 1,761,867 $1,762,691 0.20%
12508FAC2 CDGJ 2014-BXCH B FRN 12/15/2027 MORTGAGE BONDS 1,750,000 $1,751,645 0.19%
31677QBE8 FIFTH THIRD BANK FRN 8/20/2018 CORPORATE BOND 1,700,000 $1,710,914 0.19%
50218QAA3 LSTRZ 2017-1 A FRN 1/1/2022 MORTGAGE BONDS 1,689,298 $1,670,333 0.19%
00968TAA4 AJAXM 2015-A A FRN 11/25/2054 MORTGAGE BONDS 1,620,247 $1,613,023 0.18%
00438QAC8 ACCR 2007-1 A3 FRN 2/25/2037 MORTGAGE BONDS 1,567,223 $1,536,114 0.17%
09202JAC9 BLACK 2012-1A A1 FRN 2/1/2023 MORTGAGE BONDS 1,532,147 $1,529,164 0.17%
381362AE2 GTCOP 2012-1A B2 FRN 6/15/2028 MORTGAGE BONDS 1,500,000 $1,512,037 0.17%
34960YAC6 FCO 2016-7A A1T FRN 12/15/2028 MORTGAGE BONDS 1,500,000 $1,502,427 0.17%
363637AD1 GALL 2014-1A C FRN 7/15/2023 MORTGAGE BONDS 1,500,000 $1,500,082 0.17%
G2240NAC2 COAS 2014-1X B FRN 4/20/2023 MORTGAGE BONDS 1,500,000 $1,499,871 0.17%
54910DAA5 LSTRZ 2015-6 A FRN 5/1/2020 MORTGAGE BONDS 1,477,653 $1,471,195 0.16%
N/A AVOLON LUXEM 01/20/22 Term Loan LOAN PARTICIPATION 1,400,000 $1,418,942 0.16%
01728VFV7 ALLEGHENY VAR-REF-C FRN 11/1/2026 GENERAL OBLIGATIONS 1,350,000 $1,297,229 0.14%
05990FAP2 BAFC 2013-R1 A5 FRN 11/3/2041 MORTGAGE BONDS 1,369,059 $1,252,689 0.14%
13063CHH6 CALIFORNIA ST-E-INDEX FRN 12/1/2029 FIXED RATE MUNI BONDS 1,175,000 $1,175,599 0.13%
09202XAD6 BLACK 2006-1A B FRN 4/29/2019 MORTGAGE BONDS 1,148,396 $1,146,183 0.13%
40536AAE6 HLA 2012-1A B FRN 8/15/2023 MORTGAGE BONDS 1,000,000 $1,003,525 0.11%
34960JAC9 FCO 2015-6A A1T FRN 10/10/2026 MORTGAGE BONDS 1,000,000 $999,970 0.11%
79776PAE0 SGAB 2007-1A B1L FRN 9/10/2021 MORTGAGE BONDS 1,000,000 $999,970 0.11%
15672LAB4 CERB 2013-1A B FRN 10/15/2023 MORTGAGE BONDS 1,000,000 $999,258 0.11%
36253TAK0 GSMS 2014-GSFL C FRN 7/15/2031 MORTGAGE BONDS 1,000,000 $992,472 0.11%
896008AC3 TRIAX 2006-2A A1B2 FRN 10/2/2039 MORTGAGE BONDS 1,020,423 $991,841 0.11%
38174AAC1 GCBDC 2014-1A B FRN 4/25/2026 MORTGAGE BONDS 1,000,000 $986,763 0.11%
496367AJ2 KING 2007-4A D FRN 4/16/2021 MORTGAGE BONDS 1,000,000 $963,190 0.11%
N/A FLY Leasing 04/09/19 Term Loan LOAN PARTICIPATION 926,890 $931,645 0.10%
12592BAD6 CNH INDUSTRIAL CAPITAL L 3.875 7/16/2018 CORPORATE BOND 854,000 $872,148 0.10%
12623EAF8 CNH Industrial Capital L 3.625 4/15/2018 CORPORATE BOND 850,000 $861,688 0.10%
07333HAA3 BOMFT 2016-RN3 A1 FRN 9/29/2031 MORTGAGE BONDS 852,875 $852,735 0.09%
1266716Y7 CWL 2004-SD2 M1 FRN 6/25/2033 MORTGAGE BONDS 862,723 $824,365 0.09%
00130HBV6 AES CORP/VA FRN 6/1/2019 CORPORATE BOND 810,000 $812,025 0.09%
39538WFH6 GPMF 2006-AR1 A1A FRN 2/25/2036 MORTGAGE BONDS 893,648 $778,604 0.09%
87969DAC1 TELOS 2013-3A C FRN 1/17/2024 MORTGAGE BONDS 750,000 $749,951 0.08%
N/A Infor (Lawson) 1/ 06/03/20 Term Loan LOAN PARTICIPATION 750,000 $749,378 0.08%
34959YAG0 FCO 2014-3A B1 FRN 4/28/2026 MORTGAGE BONDS 750,000 $747,306 0.08%
N/A SMART & FINAL 11/12 COV 11/15/19M LOAN LOAN PARTICIPATION 733,866 $728,362 0.08%
255030AC2 DIVCR 2013-1A B FRN 11/15/2032 MORTGAGE BONDS 600,000 $597,725 0.07%
88033GBP4 TENET HEALTHCARE CORP 6.25 11/1/2018 CORPORATE BOND 532,000 $564,585 0.06%
91831CAA5 VOLT 2015-NPL7 A1 3.25 2/25/2055 MORTGAGE BONDS 546,685 $546,072 0.06%
00089RAL8 ACIS 2013-2A ACOM FRN 10/14/2022 MORTGAGE BONDS 510,801 $509,034 0.06%
87974HAG6 TELOS 2013-4A C FRN 7/17/2024 MORTGAGE BONDS 500,000 $500,955 0.06%
N/A FLY LEASING 08/09/19 TERM LOAN LOAN PARTICIPATION 497,813 $500,366 0.06%
65251MAE0 NWSTR 2014-1A C FRN 4/20/2025 MORTGAGE BONDS 500,000 $497,986 0.06%
N/A FIRST DATA EXTENDED 03/24/21 TERM LOAN LOAN PARTICIPATION 493,690 $497,472 0.06%
77426NAB9 ROCKW 2007-1A A1LB FRN 8/1/2024 MORTGAGE BONDS 500,000 $495,544 0.05%
N/A Univision 5/13 Cov 03/01/20 Term Loan LOAN PARTICIPATION 493,347 $494,502 0.05%
390556AG3 GRTLK 2014-1A C FRN 4/15/2025 MORTGAGE BONDS 500,000 $494,152 0.05%
N/A FLY Leasing 04/09/19 Term Loan LOAN PARTICIPATION 470,294 $472,707 0.05%
N/A Smart & Final 11/12 Cov 11/15/19 Term Loan LOAN PARTICIPATION 445,528 $442,187 0.05%
12648ELS9 CSMC 2014-2R 27A1 FRN 2/27/2046 MORTGAGE BONDS 397,154 $373,529 0.04%
N/A INFOR (LAWSON) 1/ 06/03/20 TERM LOAN LOAN PARTICIPATION 315,961 $315,699 0.03%
N/A FLY FUNDING II S.Ë R.L (1 02/09/22 Term Loan LOAN PARTICIPATION 295,652 $297,169 0.03%
N/A INFOR (LAWSON) 1/ 06/03/20 TERM LOAN LOAN PARTICIPATION 291,420 $291,178 0.03%
N/A Univision 03/01/20 Term Loan LOAN PARTICIPATION 234,649 $235,529 0.03%
BCC0YVKW2 GARAT 2007-A A1 FRN 7/9/2017 MORTGAGE BONDS 208,000 $207,185 0.02%
78467MAA1 SRERS 2011-RS A1B1 FRN 5/9/2046 MORTGAGE BONDS 185,996 $183,488 0.02%
65539WAA0 NMRR 2012-1R A FRN 8/27/2047 MORTGAGE BONDS 173,719 $171,836 0.02%
BCC1HDPU8 CCRIN 2010-CX C FRN 7/10/2017 MORTGAGE BONDS 122,049 $121,709 0.01%
G84059AA5 SRERS 2011-RSX A1B1 FRN 5/9/2046 MORTGAGE BONDS 106,284 $104,850 0.01%
N/A INFOR(LAWSON) 1 06/03/20 TERM LOAN LOAN PARTICIPATION 100,000 $99,917 0.01%
N/A FLY LEASING 08/09/19 TERM LOAN LOAN PARTICIPATION 90,929 $91,395 0.01%
N/A HIG Finance Lim 04/29/22 Term Loan LOAN PARTICIPATION 79,041 $79,173 0.01%
N/A HIG Finance Lim 04/29/22 Term Loan LOAN PARTICIPATION 10,730 $10,748 0.00%

REPURCHASE AGREEMENTS††

Name Coupon Rate Maturity Date Market Value Weighting
REPO 3/6/2017 1.6500% 3/6/17 $24,923,000 2.76%
REPO 3/6/2017 1.6500% 3/6/17 $18,100,000 2.01%
REPO 5/3/2017 1.2000% 5/3/17 $10,832,825 1.20%
REPO 5/3/2017 1.2000% 5/3/17 $10,024,000 1.11%
REPO 5/3/2017 1.2000% 5/3/17 $8,950,491 0.99%
REPO 5/3/2017 1.2000% 5/3/17 $7,989,500 0.89%
REPO 3/10/2017 3.8700% 3/10/17 $6,615,000 0.73%
REPO 5/3/2017 1.2000% 5/3/17 $6,293,000 0.70%
REPO 3/31/2017 2.3500% 3/31/17 $4,515,000 0.50%
REPO 3/31/2017 2.3500% 3/31/17 $4,141,000 0.46%
REPO 03/13/2017 1.2000% 3/13/17 $3,132,000 0.35%
REPO 03/06/2017 2.0000% 3/6/17 $2,917,000 0.32%
REPO 5/3/2017 1.2000% 5/3/17 $2,676,800 0.30%
REPO 3/16/2017 2.5000% 3/16/17 $2,255,000 0.25%
REPO 02/28/2017 2.0000% 2/28/17 $2,168,000 0.24%
REPO 02/28/2017 3.8800% 2/28/17 $1,911,000 0.21%
REPO 3/6/2017 1.6500% 3/6/17 $1,696,000 0.19%
REPO 3/13/2017 1.2000% 3/13/17 $1,502,000 0.17%
REPO 02/28/2017 2.0000% 2/28/17 $1,463,000 0.16%
REPO 02/28/2017 2.0000% 2/28/17 $1,315,000 0.15%
REPO 03/16/2017 3.7700% 3/16/17 $1,287,000 0.14%
REPO 3/10/2017 2.3500% 3/10/17 $1,253,000 0.14%
REPO 5/3/2017 1.2000% 5/3/17 $1,233,384 0.14%
REPO 3/6/2017 3.8800% 3/6/17 $1,174,000 0.13%
REPO 02/28/2017 2.0000% 2/28/17 $1,042,000 0.12%
REPO 3/10/2017 2.0000% 3/10/17 $878,000 0.10%
REPO 3/16/2017 2.0000% 3/16/17 $676,000 0.07%

†† Value determined based on Level 2 inputs, unless otherwise noted.

All data is provided by Guggenheim Funds Distributors, LLC. Data is subject to change on a daily basis and represents a percentage of the Fund’s holdings. The securities mentioned are provided for informational purposes only and should not be deemed as a recommendation to buy or sell.

 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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