Fund Action Reporting


Certain Guggenheim Investments products have taken organizational actions that affect their basis. These organizational actions can include, but are not limited to fund mergers, fund closures, share splits and return of capital.  Please see the Fund Actions listed below for Exchange Traded Funds.
 

Date Product Name Action IRS FORM 8937
10/28/16 EMRE - Guggenheim Emerging Markets Real Estate ETF Return of Capital PDF
1/26/16 EWRI - Guggenheim Russell 1000 Equal Weight ETF Fund Merger PDF
12/23/15 RSP - Guggenheim S&P 500® Equal Weight ETF Return of Capital PDF
12/23/15 RZG - Guggenheim S&P SmallCap 600 Pure Growth ETF Return of Capital PDF
12/23/15 RYT - Guggenheim S&P 500® Equal Weight Technology ETF Return of Capital PDF
12/23/15 RGI - Guggenheim S&P 500® Equal Weight Industrials ETF Return of Capital PDF
12/23/15 RYF - Equal Weight Financial Return of Capital PDF
12/23/15 RFG - Guggenheim S&P MidCap 400 Pure Growth ETF Return of Capital PDF
12/23/15 EWMC - Guggenheim S&P MidCap 400 Equal Weight ETF Return of Capital PDF
12/23/15 EWSC - Guggenheim S&P SmallCap 600 Equal Weight ETF Return of Capital PDF
3/27/2014 HGI - Guggenheim International Multi-Asset Income ETF Return of Capital PDF
3/27/2014 ENY - Guggenheim Canadian Energy Income ETF   Return of Capital PDF
12/24/2013 RPG - Guggenheim S&P 500 Pure Growth Return of Capital PDF
3/26/2013 ENY - Guggenheim Canadian Energy Income ETF   Return of Capital PDF
3/28/2012 WREI - WILSHIRE US REIT ETF Return of Capital PDF
3/28/2012 CVY - Guggenheim Multi-Asset Income ETF Return of Capital PDF



Split information is shown in order of most recent event. 

Ex-Date: For splits, the date that the share price changes to reflect the split. 
Date of record: Date on which an individual must own shares in order to be eligible to receive split price.
 

Fund Date of Split Split Type Reason Ex Date
Guggenheim Solar ETF 02/14/12 One-for-10 Reverse Split Increase share price 02/15/12
S&P 500 Equal Weight ETF (RSP) 04/24/06  Four-for-One Split        Decrease share price   04/27/06

Share splits do not cause a change in the aggregate value of assets in an account, nor do splits constitute a taxable event.

NOTE: If you track your investments through one of the popular online financial sites, keep in mind that these sites may or may not reflect the change in NAV for these funds. You may have to manually change the number of shares on the site. Please contact the online financial site directly for details on how to update your account


 


 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

Guggenheim

Subscribe to Perspectives



©2016 Guggenheim Investments. All Rights Reserved.

Research our firm with FINRA Broker Check.

• Not FDIC Insured • No Bank Guarantee • May Lose Value