Guggenheim S&P 500® Equal Weight Industrials ETF
NAV $91.04
Change -$0.17 | -0.19%
As Of 10/20/16

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P 500 Equal Weight Index Industrials.

Net Asset Value

as of 10/20/16
NAV  $91.04
Change $-0.17 | -0.19%


Ticker RGI
CUSIP 78355W833
Asset Class Sector
Inception Date 11/1/06
Gross Expense Ratio 0.40%
Net Expense Ratio 0.40%
Related Index Ticker S20
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


as of 10/20/16
Volume 2,528
Last Sale Price $91.05
52-Week Range $94.01 / $74.47
Shares Outstanding 1,500,000
Total Net Assets $136,553,642.62

Market Close

as of 10/20/16
Close  $91.05
Change $-0.19 | -0.21%
High | Low $91.24 | $91.00
Bid/Ask Midpoint  $91.09
Premium / Discount  0.05%

Historical Bid/Ask Midpoint to NAV

as of 10/20/16
  Days % of Total Days
Premium 865 34.48%
Discount 1373 54.72%
Equal to NAV 271 10.80%
Total 2509 100.00%


as of 10/20/16
Number of Stocks 67
Return on Equity (quarterly 9/30/16) 95.09%
Price to Earning (P/E) 17.53
Price to Book (P/B) 3.44
Dividend Amount $0.30
Ex-Dividend Date N/A


as of 9/30/16
Standard Deviation Sharpe Ratio Beta R-Squared
12.33 0.82 1.01 99.33


Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.
Return on Equity Measures a company’s profitability by demonstrating how much profit a company generates with money invested by shareholders. It is calculated by dividing a company’s 12 month net income by shareholder equity and is expressed as a percentage.
Price to Earns (P/E) The weighted average of each individual stock’s P/E ratio. The P/E ratio of a stock is calculated by dividing the current price of the stock by its trailing 12 month’s earnings per share.
Price to Book (P/B) The market price of a stock divided by the book value per share.

NAV is the price per share at which each Fund issues and redeems shares. The net asset value per share for each Fund is determined once daily as of the close of the listing exchange, usually 4:00 p.m. Eastern time, each day the listing exchange is open for trading. NAV per share is determined by dividing the value of the Fund’s portfolio securities, cash and other assets (including accrued interest), less all liabilities (including accrued expenses), by the total number of shares outstanding.

The closing price is the price of the last reported trade on any exchange on which the Fund trades before the market closes, usually at 4 pm Eastern time.

The bid/ask midpoint is the midpoint of the highest bid and lowest offer on the listing exchange at the time that the NAV is calculated, usually 4 pm Eastern time.

The premium/discount is the amount the Fund is trading higher (“premium”) or lower (“discount”) to its NAV, expressed as a percentage of its bid/ask midpoint to its NAV. A positive number indicates it’s trading at premium and a negative number indicates it’s trading at a discount.


as of 10/20/2016
Total Assets $136,553,643
Number of Stocks 67
Percent Stock 99.70%
Percent Cash / Other 0.30%

Sectors / Industries

as of 10/20/16


as of 10/20/16

Security Name Ticker Shares
% of Net Assets Sector / Industry
SOUTHWEST AIRLINES CO LUV 54,192 $2,291,779.68 1.68% Airlines
QUANTA SERVICES, INC. PWR 79,920 $2,264,932.80 1.66% Construction & Engineering
DELTA AIR LINES INC. DAL 53,606 $2,222,504.76 1.63% Airlines
ALASKA AIR GROUP INC ALK 29,387 $2,212,547.23 1.62% Airlines
CSX CORPORATION CSX 72,557 $2,201,379.38 1.61% Road & Rail
CUMMINS INC CMI 17,324 $2,199,801.52 1.61% Machinery
UNITED CONTINENTAL HOLDIN UAL 38,582 $2,182,583.74 1.60% Airlines
SNAP-ON INC SNA 13,715 $2,181,507.90 1.60% Machinery
CATERPILLAR INC CAT 25,046 $2,169,734.98 1.59% Machinery
BOEING COMPANY BA 15,743 $2,138,529.12 1.57% Aerospace & Defense
FEDEX CORPORATION FDX 12,582 $2,135,165.40 1.56% Air Freight & Logistics
AMERICAN AIRLINE AAL 52,574 $2,133,978.66 1.56% Airlines
ROCKWELL AUTOMATION, INC. ROK 17,987 $2,122,645.87 1.55% Electrical Equipment
DEERE & CO DE 24,610 $2,119,167.10 1.55% Machinery
INGERSOLL-RAND PLC IR 32,071 $2,110,592.51 1.55% Machinery
NIELSEN HOLDINGS PLC NLSN 38,916 $2,103,409.80 1.54% Professional Services
NORTHROP GRUMMAN CORP NOC 9,673 $2,102,523.28 1.54% Aerospace & Defense
ROCKWELL COLLINS, INC. COL 24,877 $2,080,463.51 1.52% Aerospace & Defense
NORFOLK SOUTHERN CORP NSC 22,289 $2,075,774.57 1.52% Road & Rail
ROBERT HALF INTL INC RHI 54,252 $2,071,883.88 1.52% Professional Services
PARKER HANNIFIN CORP PH 16,755 $2,057,514.00 1.51% Machinery
UNITED RENTALS URI 25,975 $2,055,401.75 1.51% Trading Companies & Distributors
JACOBS ENGINEERING GROUP JEC 40,352 $2,044,635.84 1.50% Construction & Engineering
REPUBLIC SERVICES INC. RSG 40,865 $2,042,432.70 1.50% Commercial Services & Supplies
PACCAR INC PCAR 36,066 $2,042,417.58 1.50% Machinery
RAYTHEON COMPANY RTN 14,871 $2,041,937.01 1.50% Aerospace & Defense
ALLEGION PLC ALLE 30,280 $2,037,238.40 1.49% Building Products
XYLEM INC-W/I XYL 41,594 $2,034,778.48 1.49% Machinery
GENERAL DYNAMICS CORP GD 13,498 $2,034,283.58 1.49% Aerospace & Defense
STANLEY BLACK & DECKER SWK 16,905 $2,032,488.15 1.49% Machinery
EATON CORP ETN 31,834 $2,031,009.20 1.49% Electrical Equipment
L-3 COMMUNICATIONS HOLDIN LLL 13,764 $2,027,437.20 1.48% Aerospace & Defense
FLUOR CORPORATION FLR 40,962 $2,021,474.70 1.48% Construction & Engineering
MASCO CORPORATION MAS 60,841 $2,019,312.79 1.48% Building Products
UNITED PARCEL SERVICE UPS 18,801 $2,019,227.40 1.48% Air Freight & Logistics
C.H. ROBINSON WORLDWIDE CHRW 29,370 $2,019,187.50 1.48% Air Freight & Logistics
J. B. HUNT TRANSPORT SVCS JBHT 25,994 $2,017,134.40 1.48% Road & Rail
WASTE MANAGEMENT INC WM 32,248 $2,013,565.12 1.47% Commercial Services & Supplies
TEXTRON INC TXT 50,805 $2,006,289.45 1.47% Aerospace & Defense
EQUIFAX EFX 15,437 $1,999,554.61 1.46% Professional Services
DOVER DOV 29,304 $1,998,532.80 1.46% Machinery
EMERSON ELECTRIC COMPANY EMR 39,788 $1,995,368.20 1.46% Electrical Equipment
ROPER INDUSTRIES, INC. ROP 11,492 $1,990,184.56 1.46% Industrial Conglomerates
KANSAS CITY SOUTHERN IND. KSU 21,720 $1,986,728.40 1.45% Road & Rail
EXPEDITORS INTL WASH INC EXPD 40,018 $1,985,292.98 1.45% Air Freight & Logistics
ILLINOIS TOOL WORKS ITW 17,478 $1,979,907.84 1.45% Machinery
UNION PACIFIC CORPORATION UNP 21,825 $1,978,218.00 1.45% Road & Rail
VERISK ANALYTICS INC VRSK 24,689 $1,977,095.12 1.45% Professional Services
LOCKHEED MARTIN CORP LMT 8,506 $1,971,945.98 1.44% Aerospace & Defense
PENTAIR PLC PNR 33,789 $1,969,222.92 1.44% Machinery
RYDER SYSTEM, INC. R 31,155 $1,967,438.25 1.44% Road & Rail
HONEYWELL INTERNATIONAL HON 18,162 $1,964,038.68 1.44% Industrial Conglomerates
3M COMPANY MMM 11,520 $1,956,787.20 1.43% Industrial Conglomerates
UNITED TECHNOLOGIES CORP UTX 19,706 $1,956,608.74 1.43% Aerospace & Defense
PITNEY BOWES INC PBI 113,815 $1,956,479.85 1.43% Commercial Services & Supplies
GENERAL ELECTRIC CO GE 67,207 $1,953,707.49 1.43% Industrial Conglomerates
FORTIVE CORP FTV 40,031 $1,949,509.70 1.43% Machinery
FASTENAL COMPANY FAST 49,878 $1,935,765.18 1.42% Trading Companies & Distributors
AMETEK INC AME 42,351 $1,925,699.97 1.41% Electrical Equipment
FLOWSERVE CORP FLS 43,763 $1,913,755.99 1.40% Machinery
DUN & BRADSTREET CORP DNB 15,224 $1,906,806.00 1.40% Professional Services
CINTAS CTAS 17,781 $1,894,921.17 1.39% Commercial Services & Supplies
ACUITY BRANDS INC AYI 7,741 $1,874,483.15 1.37% Electrical Equipment
GRAINGER W.W. INC. GWW 9,095 $1,868,658.70 1.37% Trading Companies & Distributors
FORTUNE BRANDS H FBHS 34,460 $1,864,975.20 1.37% Building Products
TRANSDIGM GROUP INC TDG 7,139 $1,857,496.41 1.36% Aerospace & Defense
STERICYCLE, INC. SRCL 24,655 $1,841,235.40 1.35% Commercial Services & Supplies


Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page. ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Sector funds may not be suitable for all investors. Investing in sector funds is more volatile than investing in broadly diversified funds, as there is a greater risk due to the concentration of the funds' holdings in issuers of similar offerings. Guggenheim Investment Equal Weight ETFs may not be suitable for all investors. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Most investors will also incur customary brokerage commissions when buying or selling shares of an ETF. Investments in securities are subject to market risks that may cause their prices to fluctuate over time. Please review a prospectus carefully for more information of the risks associated with each ETF.

Fund data is subject to change on a daily basis.

Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC, a subsidiary of McGraw Hill Financial, Inc., and have been licensed for use by Guggenheim Investments and its affiliates. Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC. S&P Dow Jones Indices LLC (together with its affiliates, "S&P") does not make investment recommendations, and S&P does not sponsor, endorse, sell or promote the product. S&P makes no representation or warranty regarding the advisability of investing in the product. Past performance of an index is not a guarantee of future results.

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.


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