RZG

Guggenheim S&P SmallCap 600® Pure Growth ETF
NAV $99.79
Change $0.23 | 0.23%
As Of 2/24/17

Investment Objective

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600® Pure Growth Index.


Net Asset Value

as of 2/24/17
NAV  $99.79
Change $0.23 | 0.23%


Summary


Ticker RZG
CUSIP 78355W809
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
Net Expense Ratio 0.35%
IOPV Ticker RZG.IV
Related Index Ticker SPSPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

as of 2/24/17
Volume 6,451
Last Sale Price $99.70
52-Week Range $100.86 / $74.47
Shares Outstanding 1,800,004
Total Net Assets $179,616,311.20

Overall Morningstar RatingTM *

as of 12/31/16

Among Small Growth Funds

This Fund was rated, based on its risk-adjusted returns, 4 stars for 3 years, 4 stars for 5 years, 4 stars for 10 years, and 4 stars Overall out of 599, 531, 389, and 599 Small Growth funds, respectively

Market Close

as of 2/24/17
Close  $99.70
Change $0.13 | 0.13%
High | Low $99.72 | $99.31
Bid/Ask Midpoint  $99.74
Premium / Discount  -0.05%


Historical Bid/Ask Midpoint to NAV

as of 2/24/17
  Days % of Total Days
Premium 1010 36.51%
Discount 1534 55.46%
Equal to NAV 222 8.03%
Total 2766 100.00%


Characteristics

as of 2/24/17
Number of Stocks 151
Return on Equity (quarterly 12/30/16) 15.58%
Price to Earning (P/E) 26.39
Price to Book (P/B) 2.84
Dividend Amount $0.09
Ex-Dividend Date N/A


Risk

as of 1/31/17
Standard Deviation Sharpe Ratio Beta R-Squared
16.25 0.56 1.00 99.71

Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.
Return on Equity Measures a company’s profitability by demonstrating how much profit a company generates with money invested by shareholders. It is calculated by dividing a company’s 12 month net income by shareholder equity and is expressed as a percentage.
Price to Earns (P/E) The weighted average of each individual stock’s P/E ratio. The P/E ratio of a stock is calculated by dividing the current price of the stock by its trailing 12 month’s earnings per share.
Price to Book (P/B) The market price of a stock divided by the book value per share.

NAV is the price per share at which each Fund issues and redeems shares. The net asset value per share for each Fund is determined once daily as of the close of the listing exchange, usually 4:00 p.m. Eastern time, each day the listing exchange is open for trading. NAV per share is determined by dividing the value of the Fund’s portfolio securities, cash and other assets (including accrued interest), less all liabilities (including accrued expenses), by the total number of shares outstanding.

The closing price is the price of the last reported trade on any exchange on which the Fund trades before the market closes, usually at 4 pm Eastern time.

The bid/ask midpoint is the midpoint of the highest bid and lowest offer on the listing exchange at the time that the NAV is calculated, usually 4 pm Eastern time.

The premium/discount is the amount the Fund is trading higher (“premium”) or lower (“discount”) to its NAV, expressed as a percentage of its bid/ask midpoint to its NAV. A positive number indicates it’s trading at premium and a negative number indicates it’s trading at a discount.

Overview

as of 2/24/2017
Total Assets $179,616,311
Number of Stocks 151
Percent Stock 99.92%
Percent Cash / Other 0.08%

Sectors / Industries

as of 2/24/17

Holdings

as of 2/24/17

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
ORION GROUP HOLDINGS INC ORN 270,599 $2,581,514.46 1.44% Industrials
BIOTELEMETRY INC BEAT 94,500 $2,570,400.00 1.43% Health Care
NUTRISYSTEM INC NTRI 65,836 $2,511,643.40 1.40% Consumer Discretionary
ZELTIQ AESTHETIC ZLTQ 44,641 $2,482,932.42 1.38% Health Care
LENDINGTREE INC TREE 19,457 $2,400,993.80 1.34% Financials
INSTALLED BUILDI IBP 57,698 $2,365,618.00 1.32% Consumer Discretionary
MKS INSTRUMENTS INC MKSI 35,320 $2,355,844.00 1.31% Information Technology
TIVO CORPORATION TIVO 117,508 $2,285,530.60 1.27% Information Technology
PROGENICS PHARMACEUTICALS PGNX 213,515 $2,212,015.40 1.23% Health Care
CTS CORP CTS 96,406 $2,188,416.20 1.22% Information Technology
NANOMETRICS INC NANO 76,193 $2,164,643.13 1.21% Information Technology
FOUR CORNERS PROPERTY FCPT 93,157 $2,095,100.93 1.17% Real Estate
FIRST BANCORP/PUERTO RICO FBP 318,859 $2,066,206.32 1.15% Financials
PATRICK INDS INC PATK 26,062 $2,065,413.50 1.15% Industrials
VIAD CORP VVI 42,231 $2,022,864.90 1.13% Industrials
TTM TECHNOLOGIES INC TTMI 118,410 $1,956,133.20 1.09% Information Technology
SUPERNUS PHARMAC SUPN 77,115 $1,951,009.50 1.09% Health Care
MASIMO CORP MASI 21,741 $1,924,730.73 1.07% Health Care
INNOVIVA, INC. INVA 166,766 $1,914,473.68 1.07% Health Care
MERCURY COMPUTER SYSTEMS MRCY 50,242 $1,888,596.78 1.05% Industrials
TREX COMPANY, INC. TREX 28,332 $1,878,411.60 1.05% Industrials
II-VI INC IIVI 49,184 $1,834,563.20 1.02% Information Technology
SPARTANNASH CO SPTN 48,025 $1,801,417.75 1.00% Consumer Staples
GRIFFON CORPORATION GFF 70,839 $1,785,142.80 0.99% Industrials
FABRINET FN 39,403 $1,782,591.72 0.99% Information Technology
MIMEDX GROUP INC MDXG 219,258 $1,746,389.97 0.97% Health Care
PIPER JAFFRAY COS PJC 24,016 $1,736,356.80 0.97% Financials
TETRA TECH INC TTEK 41,741 $1,707,206.90 0.95% Industrials
CYNOSURE INC CYNO 25,734 $1,706,164.20 0.95% Health Care
ADVANCED ENERGY INDUSTRIE AEIS 27,080 $1,689,250.40 0.94% Information Technology
BOFI HOLDING INC BOFI 54,321 $1,675,259.64 0.93% Financials
TAKE-TWO INTERACTIVE SOFT TTWO 28,497 $1,640,287.32 0.91% Information Technology
INSPERITY INC. NSP 19,973 $1,637,786.00 0.91% Industrials
UNIVERSAL INSURA UVE 59,782 $1,623,081.30 0.90% Financials
EBIX INC EBIX 26,402 $1,582,799.90 0.88% Information Technology
TASER INTERNATIONAL INC TASR 61,257 $1,569,710.63 0.87% Industrials
FIVE BELOW FIVE 40,771 $1,568,868.08 0.87% Consumer Discretionary
LCI INDUSTRIES LCII 14,122 $1,540,004.10 0.86% Consumer Discretionary
CENTRAL GARDEN AND PET CO CENTA 45,434 $1,534,306.18 0.85% Consumer Staples
AMN HEALTHCARE SERVICES I AMN 35,295 $1,475,331.00 0.82% Health Care
WAGEWORKS WAGE 18,696 $1,472,310.00 0.82% Industrials
LEGACYTEXAS FINANCIAL GRP LTXB 33,816 $1,454,088.00 0.81% Financials
SHUTTERSTOCK INC SSTK 28,148 $1,453,281.24 0.81% Information Technology
TOPBUILD COR BLD 37,492 $1,450,940.40 0.81% Consumer Discretionary
CROSS COUNTRY HEALTHCARE CCRN 90,689 $1,426,537.97 0.79% Health Care
MARCUS CORP MCS 44,277 $1,412,436.30 0.79% Consumer Discretionary
HEADWATERS INC HW 61,223 $1,410,577.92 0.79% Materials
XPERI CORP XPER 36,298 $1,377,509.10 0.77% Information Technology
IROBOT CORP IRBT 23,871 $1,374,014.76 0.76% Consumer Discretionary
GIBRALTAR INDUSTRIES INC ROCK 32,646 $1,346,647.50 0.75% Industrials
ECOLOGY INC ECOL 26,269 $1,333,151.75 0.74% Industrials
WALKER & DUNLOP WD 33,216 $1,330,965.12 0.74% Financials
QUALYS INC QLYS 36,028 $1,320,426.20 0.74% Information Technology
WINGSTOP INC WING 49,035 $1,313,647.65 0.73% Consumer Discretionary
SERVISFIRST BANC SFBS 30,962 $1,301,023.24 0.72% Financials
SUMMIT HOTEL PRO INN 80,352 $1,282,417.92 0.71% Real Estate
ANI PHARMACEUTIC ANIP 21,582 $1,274,848.74 0.71% Health Care
DORMAN PRODUCTS INC DORM 16,374 $1,260,470.52 0.70% Consumer Discretionary
OLLIE'S BARGAIN OLLI 38,871 $1,249,702.65 0.70% Consumer Discretionary
KRATON CORP KRA 46,329 $1,242,080.49 0.69% Materials
HOME BANCSHARES, INC. HOMB 43,728 $1,231,817.76 0.69% Financials
SCICLONE PHARM SCLN 127,058 $1,226,109.70 0.68% Health Care
JOHN BEAN TECHNOLOGIES CO JBT 14,178 $1,205,130.00 0.67% Industrials
AMERIS BANCORP ABCB 24,681 $1,203,198.75 0.67% Financials
OMNICELL INC OMCL 31,454 $1,199,970.10 0.67% Health Care
LEXINGTON REALTY TRUST LXP 104,939 $1,178,464.97 0.66% Real Estate
CEVA INC CEVA 33,949 $1,176,332.85 0.65% Information Technology
NATIONAL-CL A NBHC 35,498 $1,173,563.88 0.65% Financials
MYR GROUP INC/DE MYRG 29,780 $1,167,971.60 0.65% Industrials
HAWAIIAN HOLDINGS INC HA 23,310 $1,165,500.00 0.65% Industrials
SHUTTERFLY INC SFLY 25,277 $1,161,478.15 0.65% Consumer Discretionary
NORTHFIELD BANCORP INC NFBK 60,106 $1,136,003.40 0.63% Financials
CARETRUST REI CTRE 70,899 $1,115,950.26 0.62% Real Estate
FOX FACTORY HOLD FOXF 40,868 $1,115,696.40 0.62% Consumer Discretionary
LUMENTUM HOLDINGS INC LITE 23,075 $1,102,985.00 0.61% Information Technology
AMAG PHARMACEUTICALS AMAG 47,168 $1,099,014.40 0.61% Health Care
LYDALL INC LDL 21,575 $1,098,167.50 0.61% Industrials
LGI HOMES INC LGIH 38,136 $1,094,503.20 0.61% Consumer Discretionary
DAVE & BUSTER'S PLAY 18,976 $1,071,384.96 0.60% Consumer Discretionary
STAMPS.COM INC STMP 8,132 $1,070,171.20 0.60% Information Technology
UNITED COMMUNITY BANKS IN UCBI 35,950 $1,054,054.00 0.59% Financials
QUANEX BUILDING PRODUCTS NX 53,049 $1,053,022.65 0.59% Industrials
CANTEL MEDICAL CORP CMD 12,291 $1,028,510.88 0.57% Health Care
COHERENT INC COHR 5,474 $1,024,294.88 0.57% Information Technology
B&G FOODS INC BGS 23,037 $1,005,565.05 0.56% Consumer Staples
CARDTRONICS PLC CATM 22,321 $996,632.65 0.55% Information Technology
RUDOLPH TECHNOLOGIES INC RTEC 42,909 $959,016.15 0.53% Information Technology
WINNEBAGO INDUSTRIES WGO 28,048 $936,803.20 0.52% Consumer Discretionary
Medidata Solutions Inc MDSO 16,716 $929,409.60 0.52% Health Care
INSTEEL INDUSTRIES INC IIIN 26,178 $924,868.74 0.51% Industrials
GETTY REALTY CORP GTY 34,628 $920,065.96 0.51% Real Estate
PINNACLE FINANCIAL PARTN. PNFP 13,182 $919,444.50 0.51% Financials
VICOR CORP VICR 59,697 $919,333.80 0.51% Industrials
EVERCORE PARTNERS INC EVR 11,522 $917,727.30 0.51% Financials
CUSTOMERS BANCOR CUBI 26,232 $916,808.40 0.51% Financials
SOUTH JERSEY INDUSTRIES I SJI 25,637 $891,398.49 0.50% Utilities
SCIENTIFIC GAMES CORP SGMS 42,261 $864,237.45 0.48% Consumer Discretionary
CHILDRENS PLACE RETAIL ST PLCE 8,493 $861,614.85 0.48% Consumer Discretionary
ZUMIEZ INC ZUMZ 44,044 $861,060.20 0.48% Consumer Discretionary
SYNCHRONOSS TECHNOLOGIES SNCR 27,937 $851,799.13 0.47% Information Technology
CARDINAL FINANCIAL CORP CFNL 26,187 $821,486.19 0.46% Financials
NAVIGANT CONSULTING CO NCI 34,554 $812,364.54 0.45% Industrials
AGREE REALTY CORP ADC 15,987 $811,180.38 0.45% Real Estate
ESCO TECHNOLOGIES INC ESE 14,394 $798,867.00 0.44% Industrials
BELMOND LTD BEL 57,580 $797,483.00 0.44% Consumer Discretionary
CALAVO GROWERS INC CVGW 13,584 $779,042.40 0.43% Consumer Staples
AAON INC AAON 22,488 $775,836.00 0.43% Industrials
LUMINEX CORPORATION LMNX 41,429 $774,722.30 0.43% Health Care
BALCHEM CORP BCPC 9,152 $770,964.48 0.43% Materials
HANMI FINANCIAL CORP HAFC 22,958 $766,797.20 0.43% Financials
UNIVERSAL ELECTRONICS INC UEIC 10,839 $762,523.65 0.42% Consumer Discretionary
ITRON INC ITRI 11,521 $759,233.90 0.42% Information Technology
CRYOLIFE INC CRY 43,530 $750,892.50 0.42% Health Care
WORLD WRESTLING ENTERTAIN WWE 34,620 $742,599.00 0.41% Consumer Discretionary
MERIT MEDICAL SYSTEMS INC MMSI 24,996 $739,881.60 0.41% Health Care
AMERICAN ASSETS AAT 16,599 $732,513.87 0.41% Real Estate
ASTEC INDUSTRIES INC ASTE 11,227 $716,058.06 0.40% Industrials
COGENT COMMUNICATIONS HOL CCOI 16,784 $714,159.20 0.40% Telecommunication Services
TILE SHOP HLDGS TTS 40,477 $712,395.20 0.40% Consumer Discretionary
LIGAND PHARMACEUTICALS IN LGND 7,059 $708,582.42 0.39% Health Care
PGT INNOVATIONS INC PGTI 67,022 $700,379.90 0.39% Industrials
CAPELLA EDUCATION CO CPLA 9,218 $698,724.40 0.39% Consumer Discretionary
SUCAMPO PHARMACEUTICALS I SCMP 59,409 $698,055.75 0.39% Health Care
RAMBUS, INC. RMBS 54,761 $688,345.77 0.38% Information Technology
G&K SERVICES INC GK 6,976 $658,883.20 0.37% Industrials
CENTRAL PACIFIC FIN CPF 20,778 $657,831.48 0.37% Financials
QUAKER CHEMICAL CORP KWR 4,804 $648,588.04 0.36% Materials
US PHYSICAL THERAPY INC USPH 8,495 $637,125.00 0.35% Health Care
SPS COMMERCE INC SPSC 11,024 $632,998.08 0.35% Information Technology
STERLING BANCORP/DE STL 25,495 $632,276.00 0.35% Financials
8X8 INC EGHT 37,537 $606,222.55 0.34% Information Technology
CALIFORNIA WATER SERVICE CWT 16,316 $603,692.00 0.34% Utilities
SOUTHSIDE BANCSHARES INC SBSI 16,976 $603,666.56 0.34% Financials
FORRESTER RESEARCH INC FORR 15,619 $598,207.70 0.33% Information Technology
HMS HOLDINGS CORP HMSY 31,361 $590,527.63 0.33% Health Care
EAGLE PHARMACEUT EGRX 7,693 $584,129.49 0.33% Health Care
LANDAUER INC LDR 11,231 $580,081.15 0.32% Health Care
PROGRESS SOFTWARE CORP PRGS 19,384 $561,748.32 0.31% Information Technology
ENANTA PHARMACEU ENTA 20,265 $561,745.80 0.31% Health Care
TOMPKINS FINANCIAL CORP TMP 6,080 $546,896.00 0.30% Financials
SIMPSON MANUFACTURING CO SSD 12,591 $543,175.74 0.30% Industrials
FRANCESCAS HOLDI FRAN 30,101 $514,727.10 0.29% Consumer Discretionary
NEOGEN CORP NEOG 7,715 $506,644.05 0.28% Health Care
FIRST FINANCIAL BANKSHARE FFIN 10,993 $492,486.40 0.27% Financials
CENTRAL GARDEN CENT 13,625 $486,003.75 0.27% Consumer Staples
SURMODICS INC SRDX 19,391 $485,744.55 0.27% Health Care
MOMENTA PHARMACEUTICALS I MNTA 31,421 $483,883.40 0.27% Health Care
NIC INC EGOV 21,982 $481,405.80 0.27% Information Technology
KNIGHT TRANSPORTATION INC KNX 14,772 $474,919.80 0.26% Industrials
URSTADT BIDDLE PROPERTIES UBA 20,236 $450,858.08 0.25% Real Estate
CHUY'S HOLDINGS CHUY 13,592 $382,614.80 0.21% Consumer Discretionary
FEDERATED US TREAS CASH RESERVE INSTITUTIONAL 105,994 $105,994.30 0.06% NA

Disclosure

*The Morningstar Rating for funds, or "star rating", is calculated for managed products with at least a three-year history and does not include the effect of sales charges. Exchange-traded funds and open-end mutual funds are considered a single population for comparative purposes. It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a managed product's monthly excess performance, placing more emphasis on downward variations and rewarding consistent performance. The top 10% of products in each product category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars, and the bottom 10% receive 1 star. The Overall Morningstar Rating is derived from a weighted average of the performance figures associated with its three-, five-, and 10-year (if applicable) Morningstar Rating metrics.

© 2016 Morningstar, Inc. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page. ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details

Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim Investments. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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