RFG

Guggenheim S&P MidCap 400 Pure Growth ETF
NAV $125.17
Change $0.48 | 0.38%
As Of 9/27/16

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index.


Net Asset Value

as of 9/27/16
NAV  $125.17
Change $0.48 | 0.38%


Summary


Ticker RFG
CUSIP 78355W601
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
Net Expense Ratio 0.35%
IOPV Ticker RFG.IV
Related Index Ticker SPMPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

as of N/A
Volume N/A
Last Sale Price N/A
52-Week Range N/A / N/A
Shares Outstanding 4,450,021
Total Net Assets $557,009,001.36

Overall Morningstar RatingTM *

as of 6/30/16

Among Mid-Cap Growth Funds

The Fund was rated, based on its risk-adjusted returns, 2 stars for 3 years, 3 stars for 5 years, 5 stars for 10 years, and 4 stars Overall out of 14, 13, 7, and 14 Mid-Cap Growth funds, respectively.

Market Close

as of 9/26/16
Close  $124.86
Change $-0.74 | -0.59%
High | Low $125.01 | $124.69
Bid/Ask Midpoint  $124.68
Premium / Discount  -0.01%


Historical Bid/Ask Midpoint to NAV

as of 9/26/16
  Days % of Total Days
Premium 1229 46.17%
Discount 1231 46.24%
Equal to NAV 202 7.59%
Total 2662 100.00%


Characteristics

as of N/A
Number of Stocks 91
Return on Equity (quarterly N/A) N/A
Price to Earning (P/E) N/A
Price to Book (P/B) N/A
Dividend Amount $0.15
Ex-Dividend Date N/A


Risk

as of N/A
Standard Deviation Sharpe Ratio Beta R-Squared
N/A N/A N/A N/A

Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.
Return on Equity Measures a company’s profitability by demonstrating how much profit a company generates with money invested by shareholders. It is calculated by dividing a company’s 12 month net income by shareholder equity and is expressed as a percentage.
Price to Earns (P/E) The weighted average of each individual stock’s P/E ratio. The P/E ratio of a stock is calculated by dividing the current price of the stock by its trailing 12 month’s earnings per share.
Price to Book (P/B) The market price of a stock divided by the book value per share.

NAV is the price per share at which each Fund issues and redeems shares. The net asset value per share for each Fund is determined once daily as of the close of the listing exchange, usually 4:00 p.m. Eastern time, each day the listing exchange is open for trading. NAV per share is determined by dividing the value of the Fund’s portfolio securities, cash and other assets (including accrued interest), less all liabilities (including accrued expenses), by the total number of shares outstanding.

The closing price is the price of the last reported trade on any exchange on which the Fund trades before the market closes, usually at 4 pm Eastern time.

The bid/ask midpoint is the midpoint of the highest bid and lowest offer on the listing exchange at the time that the NAV is calculated, usually 4 pm Eastern time.

The premium/discount is the amount the Fund is trading higher (“premium”) or lower (“discount”) to its NAV, expressed as a percentage of its bid/ask midpoint to its NAV. A positive number indicates it’s trading at premium and a negative number indicates it’s trading at a discount.

Overview

as of 9/27/2016
Total Assets $557,009,001
Number of Stocks 91
Percent Stock 99.92%
Percent Cash / Other 0.08%

Sectors / Industries

as of 9/27/16

Holdings

as of 9/27/16

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
ABIOMED INC ABMD 119,922 $15,492,723.18 2.78% Health Care
CONVERGYS CORP CVG 439,515 $13,066,780.95 2.35% Information Technology
MARKETAXESS HOLDINGS INC MKTX 72,806 $12,396,677.62 2.23% Financials
ALEXANDER & BALDWIN INC ALEX 298,245 $11,509,274.55 2.07% Real Estate
POST HOLDINGS IN POST 136,952 $10,786,339.52 1.94% Consumer Staples
WEBMD HEALTH CORP WBMD 213,163 $10,711,440.75 1.92% Information Technology
ARRIS INTERNATIONAL PLC ARRS 366,380 $10,408,855.80 1.87% Information Technology
SKECHERS U.S.A. INC SKX 445,040 $9,862,086.40 1.77% Consumer Discretionary
TEMPUR-PEDIC INTERNATIONA TPX 127,845 $9,518,060.25 1.71% Consumer Discretionary
DYCOM INDUSTRIES INC DY 113,440 $9,321,364.80 1.67% Industrials
ULTIMATE SOFTWARE GROUP I ULTI 44,308 $9,274,993.64 1.67% Information Technology
CIRRUS LOGIC INC CRUS 177,492 $9,218,934.48 1.66% Information Technology
NVR INC NVR 5,572 $9,160,368.00 1.64% Consumer Discretionary
CHURCHILL DOWNS INC CHDN 57,163 $8,395,529.81 1.51% Consumer Discretionary
J2 GLOBAL INC JCOM 125,424 $8,378,323.20 1.50% Information Technology
WISDOMTREE INVES WETF 853,775 $8,281,617.50 1.49% Financials
FORTINET INC FTNT 227,000 $8,192,430.00 1.47% Information Technology
SMITH (A.O.) CORPORATION AOS 81,951 $8,074,632.03 1.45% Industrials
NUVASIVE INC NUVA 119,832 $8,044,322.16 1.44% Health Care
OLD REPUBLIC INTL CORP ORI 432,374 $7,717,875.90 1.39% Financials
ACI WORLDWIDE INC ACIW 404,072 $7,673,327.28 1.38% Information Technology
SYNAPTICS, INC. SYNA 130,529 $7,590,261.35 1.36% Information Technology
PRIVATEBANCORP, INC. PVTB 165,849 $7,527,886.11 1.35% Financials
FAIR ISAAC CORP FICO 58,577 $7,467,981.73 1.34% Information Technology
WHITEWAVE FOODS - CL A WWAV 135,981 $7,458,557.85 1.34% Consumer Staples
AMSURG CORP AMSG 112,371 $7,350,187.11 1.32% Health Care
EQUITY ONE INC EQY 229,155 $7,149,636.00 1.28% Real Estate
VISTA OUTDOOR VSTO 180,091 $7,147,811.79 1.28% Consumer Discretionary
LAMAR ADVERTISING CO LAMR 107,675 $7,003,182.00 1.26% Real Estate
INTEGRATED DEVICE TECH IN IDTI 310,068 $6,961,026.60 1.25% Information Technology
LENNOX INTL INC LII 43,941 $6,929,495.70 1.24% Industrials
ALIGN TECHNOLOGY ALGN 73,367 $6,928,779.48 1.24% Health Care
MAXIMUS INC MMS 121,046 $6,833,046.70 1.23% Information Technology
TYLER TECHNOLOGIES INC TYL 39,342 $6,740,464.86 1.21% Information Technology
MICROSEMI CORP MSCC 159,957 $6,540,641.73 1.17% Information Technology
MANHATTAN ASSOCIATES INC MANH 112,280 $6,535,818.80 1.17% Information Technology
SPROUTS FARMERS SFM 323,464 $6,517,799.60 1.17% Consumer Staples
PACKAGING CORP AMER PKG 79,837 $6,447,636.12 1.16% Materials
POOL CORPORATION POOL 65,588 $6,255,783.44 1.12% Consumer Discretionary
MSCI INC MSCI 72,918 $6,220,634.58 1.12% Financials
MONOLITHIC POWER SYSTEMS MPWR 78,783 $6,178,162.86 1.11% Information Technology
BANK OF THE OZARKS INC OZRK 161,763 $6,124,347.18 1.10% Financials
SEI INVESTMENTS COMPANY SEIC 128,025 $5,889,150.00 1.06% Financials
UNITED THERAPEUTICS CORP UTHR 48,031 $5,860,262.31 1.05% Health Care
EDUCATION REALTY TRST EDR 132,691 $5,811,865.80 1.04% Real Estate
THE WENDY'S CO. WEN 526,690 $5,693,518.90 1.02% Consumer Discretionary
IPG PHOTONICS CORP IPGP 67,367 $5,593,482.01 1.00% Information Technology
PRESTIGE BRANDS HOLDINGS PBH 115,596 $5,575,195.08 1.00% Health Care
WEINGARTEN REALTY INVEST WRI 138,997 $5,526,520.72 0.99% Real Estate
SIGNATURE BANK SBNY 46,884 $5,436,668.64 0.98% Financials
ZEBRA TECHNOLOGIES ZBRA 78,610 $5,420,159.50 0.97% Information Technology
AMC NETWORKS INC AMCX 104,704 $5,334,668.80 0.96% Consumer Discretionary
EAGLE MATERIALS INC. EXP 68,732 $5,236,003.76 0.94% Materials
TOLL BROTHERS, INC. TOL 177,841 $5,210,741.30 0.94% Consumer Discretionary
PAREXEL INTERNATIONAL COR PRXL 73,711 $5,180,409.08 0.93% Health Care
HELEN OF TROY LTD HELE 58,787 $5,083,311.89 0.91% Consumer Discretionary
FIRST HORIZON NATIONAL FHN 331,105 $4,950,019.75 0.89% Financials
JACK HENRY & ASSOCIATES JKHY 55,447 $4,800,046.79 0.86% Information Technology
COMMUNICATIONS SALES & LE CSAL 147,274 $4,755,477.46 0.85% Real Estate
CIENA CORP CIEN 205,477 $4,654,054.05 0.84% Information Technology
SERVICE CORP INTERNATIONA SCI 171,317 $4,579,303.41 0.82% Consumer Discretionary
JETBLUE AIRWAYS CORP JBLU 252,275 $4,371,925.75 0.78% Industrials
SVB FINANCIAL GROUP SIVB 40,245 $4,325,532.60 0.78% Financials
DOMINO'S PIZZA INC DPZ 28,088 $4,315,159.44 0.77% Consumer Discretionary
BROADRIDGE FINANCIAL SOLU BR 62,088 $4,288,418.16 0.77% Information Technology
VCA ANTECH INC WOOF 63,345 $4,250,449.50 0.76% Health Care
DST SYSTEMS INC DST 35,313 $4,168,346.52 0.75% Information Technology
MEDNAX, INC. MD 63,135 $4,110,719.85 0.74% Health Care
BUFFALO WILD WINGS INC BWLD 27,106 $4,057,497.14 0.73% Consumer Discretionary
RESTORATION HARD RH 124,162 $4,041,473.10 0.73% Consumer Discretionary
CBOE HOLDINGS IN CBOE 59,757 $3,998,340.87 0.72% Financials
TORO CO TTC 83,330 $3,940,675.70 0.71% Industrials
CDK GLOBAL CDK 68,092 $3,924,141.96 0.70% Information Technology
CEB, INC CEB 72,261 $3,872,466.99 0.70% Industrials
FACTSET RESEARCH SYSTEMS FDS 22,476 $3,693,705.84 0.66% Financials
CADENCE DESIGN SYS INC CDNS 146,625 $3,687,618.75 0.66% Information Technology
COGNEX CORP CGNX 70,315 $3,669,739.85 0.66% Information Technology
HEALTHCARE REALTY TRUST HR 104,098 $3,587,217.08 0.64% Real Estate
GARTNER INC IT 39,959 $3,570,336.65 0.64% Information Technology
PANERA BREAD COMPANY PNRA 16,992 $3,288,121.92 0.59% Consumer Discretionary
ROLLINS INC ROL 113,463 $3,266,599.77 0.59% Industrials
CARTER'S, INC. CRI 34,428 $3,094,044.36 0.56% Consumer Discretionary
JONES LANG LASALLE, INC. JLL 26,359 $3,016,260.37 0.54% Real Estate
STERIS PLC STE 41,078 $3,003,623.36 0.54% Health Care
LIFE STORAGE INC LSI 31,495 $2,924,310.75 0.53% Real Estate
AKORN INC AKRX 105,054 $2,918,400.12 0.52% Health Care
BIO-TECHNE CORP TECH 25,327 $2,770,013.99 0.50% Health Care
DUNKIN' BRANDS G DNKN 54,972 $2,765,641.32 0.50% Consumer Discretionary
CHARLES RIVER LAB INTER CRL 32,871 $2,759,191.74 0.50% Health Care
LIVANOVA PLC LIVN 42,493 $2,591,223.14 0.47% Health Care
FLOWERS FOODS, INC. FLO 152,739 $2,310,941.07 0.41% Consumer Staples
FEDERATED US TREAS CASH RESERVE INSTITUTIONAL 899,426 $899,425.71 0.16% NA

Disclosure

*Morningstar category is based on the underlying securities of the ETF and not the objective. The Morningstar Rating™ is provided for those exchange-traded funds (“ETFs”) with at least a three-year history. Ratings are based on the ETF’s Morningstar Risk-Adjusted Return measure which accounts for variation in monthly performance, placing more emphasis on downward variations and rewarding consistent performance. An ETF’s risk-adjusted return includes a brokerage commission estimate. This estimate is intended to reflect what an average investor would pay when buying or selling an ETF. PLEASE NOTE, this estimate is subject to change and the actual brokerage commission an investor pays may be higher or lower than this estimate. Morningstar compares each ETF’s risk-adjusted return to the open-end mutual fund rating breakpoints for that category. Consistent with the open-end mutual fund ratings, the top 10% of ETFs in each category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars and the bottom 10% receive 1 star. The overall rating for an ETF is based on a weighted average of the time-period ratings (e.g., the ETF’s 3-, 5-, and 10-year rating). The determination of an ETF’s rating does not affect the retail open end mutual fund data published by Morningstar. Past performance is no guarantee of future results.

© 2016 Morningstar, Inc. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page. ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details

Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim InvestmentsI. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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