RFG

Guggenheim S&P MidCap 400 Pure Growth ETF
NAV $127.35
Change $0.99 | 0.78%
As Of 8/29/16

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index.


Net Asset Value

as of 8/29/16
NAV  $127.35
Change $0.99 | 0.78%


Summary


Ticker RFG
CUSIP 78355W601
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
Net Expense Ratio 0.35%
IOPV Ticker RFG.IV
Related Index Ticker SPMPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

as of 8/29/16
Volume 7,320
Last Sale Price $127.26
52-Week Range $132.03 / $105.83
Shares Outstanding 4,550,021
Total Net Assets $579,426,285.43

Overall Morningstar RatingTM *

as of 6/30/16

Among Mid-Cap Growth Funds

The Fund was rated, based on its risk-adjusted returns, 2 stars for 3 years, 3 stars for 5 years, 5 stars for 10 years, and 4 stars Overall out of 14, 13, 7, and 14 Mid-Cap Growth funds, respectively.

Market Close

as of 8/29/16
Close  $127.26
Change $0.96 | 0.76%
High | Low $127.59 | $126.21
Bid/Ask Midpoint  $127.26
Premium / Discount  -0.07%


Historical Bid/Ask Midpoint to NAV

as of 8/29/16
  Days % of Total Days
Premium 1221 46.20%
Discount 1224 46.31%
Equal to NAV 198 7.49%
Total 2643 100.00%


Characteristics

as of 8/29/16
Number of Stocks 88
Return on Equity (quarterly 6/30/16) 29.33%
Price to Earning (P/E) 23.81
Price to Book (P/B) 3.31
Dividend Amount $0.04
Ex-Dividend Date N/A


Risk

as of 7/29/16
Standard Deviation Sharpe Ratio Beta R-Squared
13.69 0.44 1.01 99.81

Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.
Return on Equity Measures a company’s profitability by demonstrating how much profit a company generates with money invested by shareholders. It is calculated by dividing a company’s 12 month net income by shareholder equity and is expressed as a percentage.
Price to Earns (P/E) The weighted average of each individual stock’s P/E ratio. The P/E ratio of a stock is calculated by dividing the current price of the stock by its trailing 12 month’s earnings per share.
Price to Book (P/B) The market price of a stock divided by the book value per share.

NAV is the price per share at which each Fund issues and redeems shares. The net asset value per share for each Fund is determined once daily as of the close of the listing exchange, usually 4:00 p.m. Eastern time, each day the listing exchange is open for trading. NAV per share is determined by dividing the value of the Fund’s portfolio securities, cash and other assets (including accrued interest), less all liabilities (including accrued expenses), by the total number of shares outstanding.

The closing price is the price of the last reported trade on any exchange on which the Fund trades before the market closes, usually at 4 pm Eastern time.

The bid/ask midpoint is the midpoint of the highest bid and lowest offer on the listing exchange at the time that the NAV is calculated, usually 4 pm Eastern time.

The premium/discount is the amount the Fund is trading higher (“premium”) or lower (“discount”) to its NAV, expressed as a percentage of its bid/ask midpoint to its NAV. A positive number indicates it’s trading at premium and a negative number indicates it’s trading at a discount.

Overview

as of 8/29/2016
Total Assets $579,426,285
Number of Stocks 88
Percent Stock 100.00%
Percent Cash / Other 0.00%

Sectors / Industries

as of 8/29/16

Holdings

as of 8/29/16

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
ABIOMED INC ABMD 128,284 $15,485,161.64 2.67% Health Care
CONVERGYS CORP CVG 470,159 $14,024,842.97 2.42% Information Technology
MARKETAXESS HOLDINGS INC MKTX 77,882 $13,069,378.42 2.26% Financials
ALEXANDER & BALDWIN INC ALEX 319,040 $12,799,884.80 2.21% Financials
POST HOLDINGS IN POST 146,501 $12,669,406.48 2.19% Consumer Staples
SKECHERS U.S.A. INC SKX 476,069 $11,868,400.17 2.05% Consumer Discretionary
WEBMD HEALTH CORP WBMD 228,025 $11,674,880.00 2.01% Information Technology
ARRIS INTERNATIONAL PLC ARRS 391,926 $10,954,331.70 1.89% Information Technology
TEMPUR-PEDIC INTERNATIONA TPX 136,760 $10,805,407.60 1.86% Consumer Discretionary
DYCOM INDUSTRIES INC DY 121,295 $10,230,020.30 1.77% Industrials
ULTIMATE SOFTWARE GROUP I ULTI 47,398 $10,046,480.08 1.73% Information Technology
NVR INC NVR 5,961 $10,018,950.75 1.73% Consumer Discretionary
WISDOMTREE INVES WETF 913,304 $9,215,237.36 1.59% Financials
CHURCHILL DOWNS INC CHDN 61,149 $9,151,559.34 1.58% Consumer Discretionary
J2 GLOBAL INC JCOM 134,169 $9,096,658.20 1.57% Information Technology
OLD REPUBLIC INTL CORP ORI 462,520 $8,885,009.20 1.53% Financials
FORTINET INC FTNT 242,828 $8,661,674.76 1.49% Information Technology
SMITH (A.O.) CORPORATION AOS 87,664 $8,470,972.32 1.46% Industrials
PRIVATEBANCORP, INC. PVTB 177,413 $8,187,609.95 1.41% Financials
SYNAPTICS, INC. SYNA 139,630 $8,136,240.10 1.40% Information Technology
ACI WORLDWIDE INC ACIW 432,245 $8,113,238.65 1.40% Information Technology
WHITEWAVE FOODS - CL A WWAV 145,462 $8,070,231.76 1.39% Consumer Staples
FAIR ISAAC CORP FICO 62,661 $7,966,719.54 1.37% Information Technology
SPROUTS FARMERS SFM 346,018 $7,941,113.10 1.37% Consumer Staples
AMSURG CORP AMSG 120,206 $7,826,612.66 1.35% Health Care
EQUITY ONE INC EQY 245,132 $7,635,861.80 1.32% Financials
VISTA OUTDOOR VSTO 192,647 $7,586,438.86 1.31% Consumer Discretionary
MAXIMUS INC MMS 129,486 $7,565,866.98 1.31% Information Technology
LENNOX INTL INC LII 47,005 $7,554,173.55 1.30% Industrials
ALIGN TECHNOLOGY ALGN 78,483 $7,334,236.35 1.27% Health Care
LAMAR ADVERTISING CO LAMR 115,182 $7,289,868.78 1.26% Financials
MANHATTAN ASSOCIATES INC MANH 120,108 $7,204,077.84 1.24% Information Technology
POOL CORPORATION POOL 70,161 $7,142,389.80 1.23% Consumer Discretionary
TYLER TECHNOLOGIES INC TYL 42,085 $7,008,415.05 1.21% Information Technology
MSCI INC MSCI 78,002 $7,003,019.56 1.21% Financials
MICROSEMI CORP MSCC 171,110 $6,815,311.30 1.18% Information Technology
PACKAGING CORP AMER PKG 85,404 $6,739,229.64 1.16% Materials
BANK OF THE OZARKS INC OZRK 173,041 $6,715,721.21 1.16% Financials
INTEGRATED DEVICE TECH IN IDTI 331,687 $6,666,908.70 1.15% Information Technology
EDUCATION REALTY TRST EDR 141,943 $6,437,115.05 1.11% Financials
SEI INVESTMENTS COMPANY SEIC 136,951 $6,292,898.45 1.09% Financials
IPG PHOTONICS CORP IPGP 72,064 $6,287,584.00 1.09% Information Technology
UNITED THERAPEUTICS CORP UTHR 51,380 $6,270,415.20 1.08% Health Care
WEINGARTEN REALTY INVEST WRI 148,689 $6,186,949.29 1.07% Financials
EAGLE MATERIALS INC. EXP 73,524 $6,149,547.36 1.06% Materials
AMC NETWORKS INC AMCX 112,004 $6,100,857.88 1.05% Consumer Discretionary
SIGNATURE BANK SBNY 50,153 $6,053,467.10 1.04% Financials
ZEBRA TECHNOLOGIES ZBRA 84,091 $5,986,438.29 1.03% Information Technology
PRESTIGE BRANDS HOLDINGS PBH 123,656 $5,968,875.12 1.03% Health Care
TOLL BROTHERS, INC. TOL 190,241 $5,878,446.90 1.01% Consumer Discretionary
HELEN OF TROY LTD HELE 62,886 $5,776,079.10 1.00% Consumer Discretionary
THE WENDY'S CO. WEN 563,412 $5,651,022.36 0.98% Consumer Discretionary
PAREXEL INTERNATIONAL COR PRXL 78,850 $5,536,847.00 0.96% Health Care
FIRST HORIZON NATIONAL FHN 354,191 $5,397,870.84 0.93% Financials
JACK HENRY & ASSOCIATES JKHY 59,313 $5,191,666.89 0.90% Information Technology
SERVICE CORP INTERNATIONA SCI 183,262 $4,878,434.44 0.84% Consumer Discretionary
VCA ANTECH INC WOOF 67,761 $4,838,135.40 0.83% Health Care
BUFFALO WILD WINGS INC BWLD 28,996 $4,777,670.92 0.82% Consumer Discretionary
COMMUNICATIONS SALES & LE CSAL 157,542 $4,775,098.02 0.82% Financials
CIENA CORP CIEN 219,804 $4,763,152.68 0.82% Information Technology
SVB FINANCIAL GROUP SIVB 43,051 $4,724,416.74 0.82% Financials
CEB, INC CEB 77,300 $4,672,785.00 0.81% Industrials
DST SYSTEMS INC DST 37,775 $4,591,551.25 0.79% Information Technology
BROADRIDGE FINANCIAL SOLU BR 66,417 $4,584,765.51 0.79% Information Technology
DOMINO'S PIZZA INC DPZ 30,046 $4,506,599.54 0.78% Consumer Discretionary
RESTORATION HARD RH 132,819 $4,479,984.87 0.77% Consumer Discretionary
CBOE HOLDINGS IN CBOE 63,924 $4,413,952.20 0.76% Financials
MEDNAX, INC. MD 67,537 $4,402,061.66 0.76% Health Care
TORO CO TTC 44,569 $4,370,881.83 0.75% Industrials
FACTSET RESEARCH SYSTEMS FDS 24,043 $4,287,588.19 0.74% Financials
CDK GLOBAL CDK 72,840 $4,262,596.80 0.74% Information Technology
JETBLUE AIRWAYS CORP JBLU 269,864 $4,253,056.64 0.73% Industrials
CADENCE DESIGN SYS INC CDNS 156,848 $4,010,603.36 0.69% Information Technology
PANERA BREAD COMPANY PNRA 18,177 $4,004,029.56 0.69% Consumer Discretionary
HEALTHCARE REALTY TRUST HR 111,355 $3,933,058.60 0.68% Financials
GARTNER INC IT 42,745 $3,921,853.75 0.68% Information Technology
COGNEX CORP CGNX 75,218 $3,774,439.24 0.65% Information Technology
CARTER'S, INC. CRI 36,829 $3,588,249.47 0.62% Consumer Discretionary
ROLLINS INC ROL 121,374 $3,416,678.10 0.59% Industrials
JONES LANG LASALLE, INC. JLL 28,198 $3,280,273.34 0.57% Financials
STERIS PLC STE 43,942 $3,100,547.52 0.54% Health Care
AKORN INC AKRX 112,379 $3,047,718.48 0.53% Health Care
LIFE STORAGE INC LSI 33,690 $2,999,420.70 0.52% Financials
CHARLES RIVER LAB INTER CRL 35,162 $2,954,311.24 0.51% Health Care
DUNKIN' BRANDS G DNKN 58,806 $2,916,777.60 0.50% Consumer Discretionary
BIO-TECHNE CORP TECH 27,093 $2,872,670.79 0.50% Health Care
LIVANOVA PLC LIVN 45,456 $2,756,906.40 0.48% Health Care
FLOWERS FOODS, INC. FLO 163,388 $2,486,765.36 0.43% Consumer Staples

Disclosure

*Morningstar category is based on the underlying securities of the ETF and not the objective. The Morningstar Rating™ is provided for those exchange-traded funds (“ETFs”) with at least a three-year history. Ratings are based on the ETF’s Morningstar Risk-Adjusted Return measure which accounts for variation in monthly performance, placing more emphasis on downward variations and rewarding consistent performance. An ETF’s risk-adjusted return includes a brokerage commission estimate. This estimate is intended to reflect what an average investor would pay when buying or selling an ETF. PLEASE NOTE, this estimate is subject to change and the actual brokerage commission an investor pays may be higher or lower than this estimate. Morningstar compares each ETF’s risk-adjusted return to the open-end mutual fund rating breakpoints for that category. Consistent with the open-end mutual fund ratings, the top 10% of ETFs in each category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars and the bottom 10% receive 1 star. The overall rating for an ETF is based on a weighted average of the time-period ratings (e.g., the ETF’s 3-, 5-, and 10-year rating). The determination of an ETF’s rating does not affect the retail open end mutual fund data published by Morningstar. Past performance is no guarantee of future results.

© 2016 Morningstar, Inc. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page. ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details

Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim InvestmentsI. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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