RFG

Guggenheim S&P MidCap 400® Pure Growth ETF
NAV $135.24
Change $0.41 | 0.30%
As Of 2/24/17

Investment Objective

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400® Pure Growth Index.


Net Asset Value

as of 2/24/17
NAV  $135.24
Change $0.41 | 0.30%


Summary


Ticker RFG
CUSIP 78355W601
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
Net Expense Ratio 0.35%
IOPV Ticker RFG.IV
Related Index Ticker SPMPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

as of N/A
Volume N/A
Last Sale Price N/A
52-Week Range N/A / N/A
Shares Outstanding 4,050,021
Total Net Assets $547,733,651.59

Overall Morningstar RatingTM *

as of 12/31/16

Among Mid-Cap Growth Funds

The Fund was rated, based on its risk-adjusted returns, 2 stars for 3 years, 3 stars for 5 years, 5 stars for 10 years, and 4 stars Overall out of 588, 504, 368, and 588 Mid-Cap Growth funds, respectively.

Market Close

as of 2/23/17
Close  $134.84
Change $-0.97 | -0.71%
High | Low $135.91 | $134.18
Bid/Ask Midpoint  $134.85
Premium / Discount  0.01%


Historical Bid/Ask Midpoint to NAV

as of 2/23/17
  Days % of Total Days
Premium 1252 45.28%
Discount 1303 47.12%
Equal to NAV 210 7.59%
Total 2765 100.00%


Characteristics

as of N/A
Number of Stocks 92
Return on Equity (quarterly N/A) N/A
Price to Earning (P/E) N/A
Price to Book (P/B) N/A
Dividend Amount $0.05
Ex-Dividend Date N/A


Risk

as of N/A
Standard Deviation Sharpe Ratio Beta R-Squared
N/A N/A N/A N/A

Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.
Return on Equity Measures a company’s profitability by demonstrating how much profit a company generates with money invested by shareholders. It is calculated by dividing a company’s 12 month net income by shareholder equity and is expressed as a percentage.
Price to Earns (P/E) The weighted average of each individual stock’s P/E ratio. The P/E ratio of a stock is calculated by dividing the current price of the stock by its trailing 12 month’s earnings per share.
Price to Book (P/B) The market price of a stock divided by the book value per share.

NAV is the price per share at which each Fund issues and redeems shares. The net asset value per share for each Fund is determined once daily as of the close of the listing exchange, usually 4:00 p.m. Eastern time, each day the listing exchange is open for trading. NAV per share is determined by dividing the value of the Fund’s portfolio securities, cash and other assets (including accrued interest), less all liabilities (including accrued expenses), by the total number of shares outstanding.

The closing price is the price of the last reported trade on any exchange on which the Fund trades before the market closes, usually at 4 pm Eastern time.

The bid/ask midpoint is the midpoint of the highest bid and lowest offer on the listing exchange at the time that the NAV is calculated, usually 4 pm Eastern time.

The premium/discount is the amount the Fund is trading higher (“premium”) or lower (“discount”) to its NAV, expressed as a percentage of its bid/ask midpoint to its NAV. A positive number indicates it’s trading at premium and a negative number indicates it’s trading at a discount.

Overview

as of 2/24/2017
Total Assets $547,733,652
Number of Stocks 92
Percent Stock 98.85%
Percent Cash / Other 1.15%

Sectors / Industries

as of 2/24/17

Holdings

as of 2/24/17

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
WEBMD HEALTH CORP WBMD 246,465 $12,853,149.75 2.35% Information Technology
INTERDIGITAL INC. IDCC 148,594 $12,786,513.70 2.33% Information Technology
KATE SPADE & CO KATE 502,101 $11,683,890.27 2.13% Consumer Discretionary
COGNEX CORP CGNX 142,184 $11,064,758.88 2.02% Information Technology
MARKETAXESS HOLDINGS INC MKTX 54,219 $10,636,683.42 1.94% Financials
ABIOMED INC ABMD 90,417 $10,591,447.38 1.93% Health Care
ALIGN TECHNOLOGY ALGN 102,143 $10,509,493.27 1.92% Health Care
NUVASIVE INC NUVA 135,234 $10,110,093.84 1.85% Health Care
THOR INDUSTRIES INC THO 90,665 $10,104,614.25 1.84% Consumer Discretionary
DOMINO'S PIZZA INC DPZ 50,964 $9,493,573.92 1.73% Consumer Discretionary
SLM CORPORATION SLM 771,292 $9,224,652.32 1.68% Financials
LogMeIn Inc LOGM 96,492 $8,978,580.60 1.64% Information Technology
WELLCARE GROUP, INC. WCG 62,118 $8,731,306.08 1.59% Health Care
COMMUNICATIONS SALES & LE CSAL 296,151 $8,570,609.94 1.56% Real Estate
PACKAGING CORP AMER PKG 89,254 $8,340,786.30 1.52% Materials
CIRRUS LOGIC INC CRUS 148,379 $8,258,775.14 1.51% Information Technology
WHITEWAVE FOODS - CL A WWAV 149,168 $8,234,073.60 1.50% Consumer Staples
ROYAL GOLD INC RGLD 118,297 $8,083,234.01 1.48% Materials
FIRST HORIZON NATIONAL FHN 403,394 $8,007,370.90 1.46% Financials
VCA ANTECH INC WOOF 83,195 $7,569,081.10 1.38% Health Care
PRIMERICA INC PRI 92,756 $7,434,393.40 1.36% Financials
MINERALS TECHNOLOGIES INC MTX 94,961 $7,345,233.35 1.34% Materials
EAGLE MATERIALS INC. EXP 68,844 $7,027,595.52 1.28% Materials
SKECHERS U.S.A. INC SKX 264,663 $7,013,569.50 1.28% Consumer Discretionary
PAPA JOHN'S INTERNATIONAL PZZA 84,605 $6,658,413.50 1.22% Consumer Discretionary
COPART INC. CPRT 112,698 $6,648,055.02 1.21% Industrials
BIOVERATIV INC BIVV 129,691 $6,609,053.36 1.21% Health Care
FIRST INDUSTRIAL REALTY T FR 244,327 $6,552,850.14 1.20% Real Estate
KILROY REALTY CORP KRC 84,802 $6,543,322.32 1.19% Real Estate
MICROSEMI CORP MSCC 121,129 $6,436,795.06 1.18% Information Technology
NORDSON CORP NDSN 53,204 $6,416,402.40 1.17% Industrials
NCR CORPORATION NCR 125,613 $6,206,538.33 1.13% Information Technology
MONOLITHIC POWER SYSTEMS MPWR 69,130 $6,140,126.60 1.12% Information Technology
GRANITE CONSTRUCTION INC GVA 108,689 $5,859,423.99 1.07% Industrials
DICK'S SPORTING GOODS INC DKS 117,737 $5,797,369.88 1.06% Consumer Discretionary
CARLISLE COS INC CSL 55,375 $5,791,117.50 1.06% Industrials
THE WENDY'S CO. WEN 419,803 $5,738,707.01 1.05% Consumer Discretionary
CORELOGIC INC. CLGX 143,998 $5,663,441.34 1.03% Information Technology
LITTELFUSE INC LFUS 34,285 $5,605,597.50 1.02% Information Technology
HEALTHSOUTH CORP HLS 132,000 $5,573,040.00 1.02% Health Care
OLD DOMINION FREIGHT LINE ODFL 60,334 $5,534,437.82 1.01% Industrials
DCT INDUSTRIAL TRUST INC DCT 115,147 $5,520,147.18 1.01% Real Estate
AVIS BUDGET GROUP INC CAR 165,712 $5,379,011.52 0.98% Industrials
MSC INDUSTRIAL DIRECT CO- MSM 52,644 $5,374,952.40 0.98% Industrials
EQUITY ONE INC EQY 166,814 $5,338,048.00 0.97% Real Estate
EDUCATION REALTY TRST EDR 126,189 $5,332,747.14 0.97% Real Estate
JACK IN THE BOX, INC JACK 56,083 $5,321,715.87 0.97% Consumer Discretionary
POST HOLDINGS IN POST 63,825 $5,271,306.75 0.96% Consumer Staples
TEXAS ROADHOUSE INC TXRH 124,519 $5,257,192.18 0.96% Consumer Discretionary
SCIENCE APPLICATIONS INTE SAIC 58,096 $5,168,220.16 0.94% Information Technology
ULTIMATE SOFTWARE GROUP I ULTI 25,880 $5,133,556.80 0.94% Information Technology
TORO CO TTC 84,715 $5,089,677.20 0.93% Industrials
BROWN & BROWN INC. BRO 116,870 $5,074,495.40 0.93% Financials
CHURCHILL DOWNS INC CHDN 33,261 $5,034,052.35 0.92% Consumer Discretionary
MAXIMUS INC MMS 83,463 $5,033,653.53 0.92% Information Technology
BIO-TECHNE CORP TECH 46,859 $4,994,700.81 0.91% Health Care
GENTEX CORPORATION GNTX 231,947 $4,843,053.36 0.88% Consumer Discretionary
SOUTHWEST GAS HOLDINGS SWX 55,514 $4,735,344.20 0.86% Utilities
NVR INC NVR 2,444 $4,713,449.52 0.86% Consumer Discretionary
MSCI INC MSCI 48,963 $4,677,925.02 0.85% Financials
WORTHINGTON INDUSTRIES IN WOR 94,176 $4,625,925.12 0.84% Materials
DUNKIN' BRANDS G DNKN 81,548 $4,459,860.12 0.81% Consumer Discretionary
POOL CORPORATION POOL 37,771 $4,385,213.10 0.80% Consumer Discretionary
WASHINGTON FEDERAL WAFD 124,932 $4,303,907.40 0.79% Financials
MENTOR GRAPHICS CORP MENT 116,181 $4,303,344.24 0.79% Information Technology
PANERA BREAD COMPANY PNRA 18,120 $4,192,786.80 0.77% Consumer Discretionary
BANK OF THE OZARKS INC OZRK 75,746 $4,186,481.42 0.76% Financials
WEINGARTEN REALTY INVEST WRI 114,876 $4,160,808.72 0.76% Real Estate
CLARCOR INC CLC 49,789 $4,131,491.22 0.75% Industrials
LANDSTAR SYSTEM INC. LSTR 46,207 $4,052,353.90 0.74% Industrials
ZEBRA TECHNOLOGIES ZBRA 43,547 $4,047,258.18 0.74% Information Technology
GARTNER INC IT 38,927 $4,037,119.17 0.74% Information Technology
LAMAR ADVERTISING CO LAMR 53,233 $3,969,584.81 0.72% Real Estate
HUNTINGTON INGALLS INDUST HII 17,751 $3,851,611.98 0.70% Industrials
INTEGRATED DEVICE TECH IN IDTI 152,151 $3,688,140.24 0.67% Information Technology
SMITH (A.O.) CORPORATION AOS 72,228 $3,651,847.68 0.67% Industrials
BUFFALO WILD WINGS INC BWLD 23,523 $3,603,723.60 0.66% Consumer Discretionary
FAIR ISAAC CORP FICO 27,100 $3,587,227.00 0.65% Information Technology
DUKE REALTY CORP DRE 137,648 $3,547,188.96 0.65% Real Estate
AKORN INC AKRX 165,158 $3,514,562.24 0.64% Health Care
MDU RESOURCES GROUP INC MDU 127,817 $3,467,675.21 0.63% Utilities
IPG PHOTONICS CORP IPGP 28,098 $3,382,718.22 0.62% Information Technology
CHEESECAKE FACTORY, THE CAKE 54,615 $3,336,976.50 0.61% Consumer Discretionary
WOODWARD INC. WWD 46,886 $3,286,239.74 0.60% Industrials
LIBERTY PROPERTY TRUST LPT 80,389 $3,188,227.74 0.58% Real Estate
SOTHEBY'S BID 77,906 $3,123,251.54 0.57% Consumer Discretionary
CRANE COMPANY CR 42,264 $3,094,147.44 0.56% Industrials
CURTISS-WRIGHT CORP CW 31,580 $3,089,471.40 0.56% Industrials
BROADRIDGE FINANCIAL SOLU BR 42,861 $3,015,699.96 0.55% Information Technology
BRINKER INTL INC EAT 68,894 $2,932,128.64 0.54% Consumer Discretionary
ENERSYS ENS 36,993 $2,810,728.14 0.51% Industrials
COMMVAULT SYSTEMS INC CVLT 52,853 $2,666,433.85 0.49% Information Technology
FEDERATED US TREAS CASH RESERVE INSTITUTIONAL 328,390 $328,390.18 0.06% NA

Disclosure

*The Morningstar Rating for funds, or "star rating", is calculated for managed products with at least a three-year history and does not include the effect of sales charges. Exchange-traded funds and open-end mutual funds are considered a single population for comparative purposes. It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a managed product's monthly excess performance, placing more emphasis on downward variations and rewarding consistent performance. The top 10% of products in each product category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars, and the bottom 10% receive 1 star. The Overall Morningstar Rating is derived from a weighted average of the performance figures associated with its three-, five-, and 10-year (if applicable) Morningstar Rating metrics.

© 2016 Morningstar, Inc. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page. ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details

Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim InvestmentsI. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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