XLG

Guggenheim S&P 500® Top 50 ETF
NAV $165.68
Change $0.20 | 0.12%
As Of 2/17/17

Investment Objective

Seeks to replicate as closely as possible the performance of the S&P Top 50® Index, before fees and expenses, on a daily basis.


Net Asset Value

as of 2/17/17
NAV  $165.68
Change $0.20 | 0.12%


Summary


Ticker XLG
CUSIP 78355W205
Asset Class Broad Market
Inception Date 5/4/05
Gross Expense Ratio 0.20%
Net Expense Ratio 0.20%
IOPV Ticker XLG.IV
Related Index Ticker SP5T5T
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

as of 2/17/17
Volume 7,314
Last Sale Price $165.36
52-Week Range $165.68 / $137.23
Shares Outstanding 3,800,785
Total Net Assets $629,709,646.69

Market Close

as of 2/17/17
Close  $165.36
Change $-0.13 | -0.08%
High | Low $165.37 | $165.01
Bid/Ask Midpoint  $165.61
Premium / Discount  -0.04%


Historical Bid/Ask Midpoint to NAV

as of 2/17/17
  Days % of Total Days
Premium 1411 47.52%
Discount 1329 44.76%
Equal to NAV 229 7.71%
Total 2969 100.00%


Characteristics

as of 2/17/17
Number of Stocks 51
Return on Equity (quarterly 12/30/16) 27.70%
Price to Earning (P/E) 20.76
Price to Book (P/B) 2.99
Dividend Amount $0.74
Ex-Dividend Date N/A


Risk

as of 1/31/17
Standard Deviation Sharpe Ratio Beta R-Squared
N/A 1.02 1.01 99.64

Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.
Return on Equity Measures a company’s profitability by demonstrating how much profit a company generates with money invested by shareholders. It is calculated by dividing a company’s 12 month net income by shareholder equity and is expressed as a percentage.
Price to Earns (P/E) The weighted average of each individual stock’s P/E ratio. The P/E ratio of a stock is calculated by dividing the current price of the stock by its trailing 12 month’s earnings per share.
Price to Book (P/B) The market price of a stock divided by the book value per share.

NAV is the price per share at which each Fund issues and redeems shares. The net asset value per share for each Fund is determined once daily as of the close of the listing exchange, usually 4:00 p.m. Eastern time, each day the listing exchange is open for trading. NAV per share is determined by dividing the value of the Fund’s portfolio securities, cash and other assets (including accrued interest), less all liabilities (including accrued expenses), by the total number of shares outstanding.

The closing price is the price of the last reported trade on any exchange on which the Fund trades before the market closes, usually at 4 pm Eastern time.

The bid/ask midpoint is the midpoint of the highest bid and lowest offer on the listing exchange at the time that the NAV is calculated, usually 4 pm Eastern time.

The premium/discount is the amount the Fund is trading higher (“premium”) or lower (“discount”) to its NAV, expressed as a percentage of its bid/ask midpoint to its NAV. A positive number indicates it’s trading at premium and a negative number indicates it’s trading at a discount.

Overview

as of 2/17/2017
Total Assets $629,709,647
Number of Stocks 51
Percent Stock 99.73%
Percent Cash / Other 0.27%

Sectors / Industries

as of 2/17/17

Holdings

as of 2/17/17

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
APPLE INC. AAPL 342,748 $46,517,758.56 7.39% Information Technology
MICROSOFT CORPORATION MSFT 499,780 $32,295,783.60 5.13% Information Technology
EXXON MOBIL CORPORATION XOM 266,539 $21,792,228.64 3.46% Energy
AMAZON.COM, INC. AMZN 25,350 $21,422,524.50 3.40% Consumer Discretionary
JOHNSON & JOHNSON JNJ 174,869 $20,784,929.34 3.30% Health Care
JP MORGAN CHASE & CO. JPM 230,002 $20,753,080.46 3.30% Financials
BERKSHIRE HATHAWAY (CL.B) BRK/B 122,054 $20,574,642.78 3.27% Financials
FACEBOOK INC-A FB 150,462 $20,091,190.86 3.19% Information Technology
GENERAL ELECTRIC CO GE 568,624 $17,269,110.88 2.74% Industrials
WELLS FARGO & COMPANY WFC 290,539 $16,877,410.51 2.68% Financials
AT&T, INC. T 394,728 $16,373,317.44 2.60% Telecommunication Services
ALPHABET INC A SHARES GOOGL 19,032 $16,111,539.60 2.56% Information Technology
BANK OF AMERICA CORP BAC 649,527 $15,926,402.04 2.53% Financials
ALPHABET INC C SHARES GOOG 19,076 $15,796,263.32 2.51% Information Technology
PROCTER & GAMBLE COMPANY PG 172,006 $15,668,026.54 2.49% Consumer Staples
CHEVRON CORPORATION CVX 121,341 $13,387,552.53 2.13% Energy
PFIZER INC PFE 390,059 $13,113,783.58 2.08% Health Care
VERIZON COMMUNICATIONS VZ 262,036 $12,889,550.84 2.05% Telecommunication Services
MERCK & COMPANY, INC. MRK 177,222 $11,588,546.58 1.84% Health Care
COMCAST CORPORATION CMCSA 153,198 $11,538,873.36 1.83% Consumer Discretionary
HOME DEPOT INC HD 78,300 $11,196,900.00 1.78% Consumer Discretionary
INTEL CORPORATION INTC 304,611 $11,112,209.28 1.76% Information Technology
CITIGROUP, INC. C 183,174 $11,021,579.58 1.75% Financials
CISCO SYSTEMS, INC. CSCO 322,658 $10,886,480.92 1.73% Information Technology
VISA INC. V 120,043 $10,498,960.78 1.67% Information Technology
WALT DISNEY COMPANY DIS 94,112 $10,357,966.72 1.64% Consumer Discretionary
PHILIP MORRIS INT'L INC. PM 99,717 $10,336,664.22 1.64% Consumer Staples
COCA COLA COMPANY KO 249,504 $10,287,049.92 1.63% Consumer Staples
INTL. BUS. MACHINES CORP. IBM 55,618 $10,048,504.06 1.60% Information Technology
PEPSICO, INC. PEP 92,186 $9,969,915.90 1.58% Consumer Staples
UNITEDHEALTH GROUP INC. UNH 61,180 $9,643,191.60 1.53% Health Care
ALTRIA GROUP, INC. MO 125,359 $9,147,446.23 1.45% Consumer Staples
AMGEN INC. AMGN 47,817 $8,286,207.93 1.32% Health Care
ORACLE CORPORATION ORCL 192,644 $8,102,606.64 1.29% Information Technology
SCHLUMBERGER, LTD. SLB 89,430 $7,212,529.50 1.15% Energy
3M COMPANY MMM 38,661 $7,073,029.95 1.12% Industrials
MEDTRONIC PLC MDT 88,256 $6,961,633.28 1.11% Health Care
MCDONALD'S CORPORATION MCD 53,379 $6,821,836.20 1.08% Consumer Discretionary
WAL-MART STORES, INC WMT 96,793 $6,714,530.41 1.07% Consumer Staples
MASTERCARD, INC. MA 61,183 $6,694,643.86 1.06% Information Technology
ABBVIE INC ABBV 104,457 $6,452,308.89 1.02% Health Care
BOEING COMPANY BA 36,893 $6,371,790.03 1.01% Industrials
HONEYWELL INTERNATIONAL HON 48,987 $6,101,820.72 0.97% Industrials
CELGENE CORPORATION CELG 49,828 $6,037,160.48 0.96% Health Care
ALLERGAN PLC AGN 24,109 $5,963,361.15 0.95% Health Care
GILEAD SCIENCES, INC. GILD 84,683 $5,915,107.55 0.94% Health Care
BRISTOL MYERS SQUIBB CO BMY 107,422 $5,864,166.98 0.93% Health Care
UNION PACIFIC CORPORATION UNP 52,972 $5,817,385.04 0.92% Industrials
UNITED TECHNOLOGIES CORP UTX 49,222 $5,520,247.30 0.88% Industrials
CVS HEALTH CORP. CVS 68,548 $5,462,590.12 0.87% Consumer Staples
QUALCOMM INC. QCOM 94,931 $5,359,804.26 0.85% Information Technology
FEDERATED US TREAS CASH RESERVE INSTITUTIONAL 571,297 $571,296.51 0.09% NA

Disclosure

Prior to January 27, 2016, the fund was named the Guggenheim Russell Top 50® Mega Cap ETF and sought to correspond as closely as possible, before fees and expenses, to the price and yield performance of the Russell Top 50® Mega Cap Index.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page. ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

The Guggenheim S&P 500® Top 50 ETF may not be suitable for all investors. • The Fund is subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Fund to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities and derivatives, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Fund may lose money. • Unlike many investment companies, the Fund is not actively “managed.” This means that, based on market and economic conditions, the Fund’s performance could be lower than other types of mutual funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline.• Tracking error risk refers to the risk that the Advisor may not be able to cause the Fund’s performance to match or correlate to that of the Fund’s Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Fund’s performance to be less than you expect. • Shares may trade below their net asset value (“NAV”). The NAV of shares will fluctuate with changes in the market value of the Fund’s holdings. In addition, although the Fund’s shares are currently listed on NYSE Arca, Inc. (the “Exchange”), there can be no assurance that an active trading market for shares will develop or be maintained. • The Fund is subject to the risk that large-capitalization stocks may underperform other segments of the equity market or the equity market as a whole. See Prospectus for more details.

Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

Standard & Poor’s® and S&P® are registered trademarks of Standard & Poor’s Financial Services LLC, a subsidiary of McGraw Hill Financial, Inc., and have been licensed for use by Guggenheim Investments and its affiliates. Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC. S&P Dow Jones Indices LLC (together with its affiliates, “S&P”) does not make investment recommendations, and S&P does not sponsor, endorse, sell or promote the product. S&P makes no representation or warranty regarding the advisability of investing in the product. Past performance of an index is not a guarantee of future results.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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