Unit Investment Trusts


In the firm’s “Top stock picks for 2014” report, Merrill Lynch identifies the fifty stocks they believe will outperform their peers over the next 12 months.

To provide you with convenient access to these stocks, Guggenheim Investments created the ML Top Picks for 2014 Trust. Through the Trust, you can offer clients exposure to all 50 stocks in one portfolio.

Why Now?

  1. Merrill Lynch 2014 Outlook:
    1. Pick stocks, not markets” - Falling correlations among individual equities may result in an environment that favors stock selection over indexing.
    2. Be an owner, not a lender" -  ML believes an improving US economy, healthy growth in earnings and reasonable valuations all favor equities.
  2. Proven Expertise:  For the third year in a row, Institutional Investor has named BofA Merrill the top global research firm.* 
  3. Guggenheim Outlook: Improving economic performance should translate into greater confidence and more risk tolerant investors which would suggest strong U.S. stock market performance in the coming months.                           
  4. Convenience: With one ticket, you can offer exposure to each of the 50 ML Top Picks stocks.
  5. Rollover Option**: For clients that invested in the ML Top Picks for 2013 Trust or seeking a roll solution for another maturing trust (Guggenheim or from other sponsors), they may choose to roll those assets at a reduced sales charge into the ML Top Picks for 2014.
Exclusive and Limited Availability
  1. Exclusive:  Available only through Merrill Lynch advisors.
  2. Limited Offering:  Available for ticketing now through April 1, 2014.

* Source: Institutional Investor, The Top Global Research Firms of 2013, December 10, 2013.
** Maturity rollover or exchanges are considered taxable events. See prospectus for further information on roll options.

To learn more about this UIT and other investment products, please contact your Guggenheim Investments Sales Team at 800.345.7999.

Disclaimers. The Trust is not sponsored or endorsed by BofA Merrill Lynch and BofA Merrill Lynch makes no representation or warranty, express or implied, to the unit holders of the Trust or any member of the public regarding the advisability of investing in units of the Trust. BofA Merrill Lynch's only relationship to the sponsor or the Trust is the licensing of certain trademarks and the development ML Top Picks for 2014, which is determined and composed by BofA Merrill Lynch without regard to the Trust or its unit holders. BofA Merrill Lynch has no obligation or liability in connection with the investment decisions made by the sponsor or Trust or in connection with administration of the Trust.

Past performance does not guarantee future results. Investment return and principal value will fluctuate with changes in market conditions. The underlying funds do not seek to return any predetermined amount at maturity. Units, when redeemed, may be worth more or less than their
original purchase price.

The UIT is offered by prospectus only. Research reports may not be used or distributed in connection with the offering.

As with all investments, you may lose some or all of your investment in the Trust. No assurance can be given that the Trust's investment objective will be achieved. The Trust also might not perform as well as you expect. This can happen for reasons such as these: • Securities prices can be volatile. • Due to the current state of the economy, the value of the securities held by the Trust may be subject to steep declines or increased volatility due to changes in the performance or perception of the issuers. • Share prices or dividend rates on the securities in the Trust may decline during the life of the Trust. • Inflation may lead to a decrease in the value of assets or income from investments. There is no guarantee that the issuers of the securities will declare dividends in the future and, if declared, whether they will remain at current levels or increase over time. • The Sponsor does not actively manage the portfolio. There are additional risks associated with investing in the Trust. Please click on the fact card link above and see the Trust prospectus for more complete risk information.

Unit Investment Trusts are fixed, not actively managed and should be considered as part of a long-term strategy. UITs are subject to annual fund operating expenses in addition to the sales charges.

© 2014 Guggenheim Investments. All Rights Reserved.

• Not FDIC Insured • No Bank Guarantee • May Lose Value

This material may not be reproduced or shown to the members of the general public or used in written form as sales literature; any such use would be contrary to the FINRA Conduct Rules.

This website is directed to and intended for use by citizens or residents of the United States of America only. The information provided does not constitute a solicitation of an offer to buy, or an offer to sell securities in any jurisdiction, or to any person to whom it is not lawful to make such an offer. All content has been provided for informational purposes only. It is not intended to be, and should not be construed as, (i) a recommendation; (ii) legal or tax advice; and/or (iii) a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available), click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC ("GFIA") and Guggenheim Partners Investment Management ("GPIM"), the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.